# PRECIGEN, INC.: Form D filings

PRECIGEN, INC., a pharmaceuticals company in Germantown, MD, filed 26 Form D notices with the SEC between 2009 and 2020. The latest, on December 17, 2020, reports $13 million sold of a $13 million offering to 2 investors.

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## The full lists

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- [Form D filings in Maryland](https://specstream.ai/data/form-d/state/maryland): 608 rows, by operating companies, filed since November 1, 2024, $30.40, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/maryland
- [Form D filings in Pharmaceuticals](https://specstream.ai/data/form-d/industry/pharmaceuticals): 346 rows, by operating companies, filed since November 1, 2024, $17.30, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/pharmaceuticals

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## Company details from the filing

- Address: 20374 SENECA MEADOWS PARKWAY, Germantown, MD, 20876
- Phone: (301) 556-9900
- Industry: Pharmaceuticals
- Entity type: Corporation
- Incorporated in: Virginia
- Revenue range: $25,000,001 - $100,000,000
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1356090

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Dec 17, 2020 | New notice | $13,000,000 | $13,000,000 | $0 | 2 | Dec 2, 2020 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000156761920021278/0001567619-20-021278-index.htm) |
| Feb 11, 2020 | New notice | $35,000,000 | $35,000,000 | $0 | 1 | Jan 31, 2020 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000156761920002772/0001567619-20-002772-index.htm) |
| Mar 9, 2016 | New notice | $4,250,000 | $4,250,000 | $0 | 2 | Feb 24, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609016000093/0001356090-16-000093-index.htm) |
| Sep 21, 2015 | New notice | $21,585,401 | $21,585,401 | $0 | 20 | Sep 4, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609015000051/0001356090-15-000051-index.htm) |
| Mar 11, 2015 | New notice | $450,015 | $450,015 | $0 | 1 | Feb 24, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609015000006/0001356090-15-000006-index.htm) |
| Mar 9, 2015 | New notice | $10,196,546 | $10,196,546 | $0 | 78 | Feb 23, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609015000005/0001356090-15-000005-index.htm) |
| Jan 28, 2015 | New notice | $57,500,000 | $57,500,000 | $0 | 1 | Jan 13, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609015000001/0001356090-15-000001-index.htm) |
| Aug 22, 2014 | New notice | $28,634,166 | $28,634,166 | $0 | 5 | Aug 8, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609014000002/0001356090-14-000002-index.htm) |
| Apr 10, 2014 | New notice | $24,999,943 | $24,999,943 | $0 | 5 | Mar 27, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609014000001/0001356090-14-000001-index.htm) |
| May 15, 2013 | Amendment | $150,000,000 | $150,000,000 | $0 | 82 | Mar 1, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609013000002/0001356090-13-000002-index.htm) |
| Mar 18, 2013 | New notice | $150,000,000 | $64,409,342 | $85,590,658 | 57 | Mar 1, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609013000001/0001356090-13-000001-index.htm) |
| Nov 15, 2012 | New notice | $25,000,002 | $25,000,002 | $0 | 16 | Oct 26, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609012000004/0001356090-12-000004-index.htm) |
| Apr 26, 2012 | Amendment | $75,000,006 | $75,000,006 | $0 | 81 | Dec 23, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609012000003/0001356090-12-000003-index.htm) |
| Jan 24, 2012 | Amendment | $50,000,003 | $50,000,003 | $0 | 42 | Dec 23, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609012000002/0001356090-12-000002-index.htm) |
| Jan 9, 2012 | New notice | $50,000,000 | $17,000,000 | $33,000,000 | 2 | Dec 23, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609012000001/0001356090-12-000001-index.htm) |
| Nov 14, 2011 | New notice | $1,092,344 | $1,092,344 | $0 | 17 | Oct 31, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609011000008/0001356090-11-000008-index.htm) |
| Sep 14, 2011 | New notice | $17,000,004 | $17,000,004 | $0 | 1 | Aug 31, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609011000007/0001356090-11-000007-index.htm) |
| Jun 8, 2011 | New notice | $91,825,055 | $91,825,055 | $0 | 58 | May 26, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609011000006/0001356090-11-000006-index.htm) |
| May 11, 2011 | New notice | $550,001 | $550,001 | $0 | 1 | Apr 18, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609011000005/0001356090-11-000005-index.htm) |
| Apr 22, 2011 | Amendment | $66,936,470 | $66,936,470 | $0 | 82 | Feb 19, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609011000004/0001356090-11-000004-index.htm) |
| Feb 18, 2011 | Amendment | $55,953,968 | $55,953,968 | $0 | 82 | Feb 19, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609011000003/0001356090-11-000003-index.htm) |
| Feb 9, 2011 | New notice | $1,346,625 | $1,013,625 | $333,000 | 3 | Jan 26, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609011000002/0001356090-11-000002-index.htm) |
| Nov 12, 2010 | Amendment | $37,506,714 | $37,506,714 | $0 | 65 | Feb 19, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000114036110045095/0001140361-10-045095-index.htm) |
| Mar 5, 2010 | New notice | $17,403,901 | $17,403,901 | $0 | 40 | Feb 19, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000114036110010191/0001140361-10-010191-index.htm) |
| Jan 5, 2010 | New notice | $25,000,000 | $25,000,000 | $0 | 2 | Dec 22, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609010000001/0001356090-10-000001-index.htm) |
| Jun 29, 2009 | New notice | $9,999,999 | $9,999,999 | $0 | 1 | Jun 16, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356090/000135609009000003/0001356090-09-000003-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Rick L. Sterling | Executive Officer |  |
| Donald P. Lehr | Executive Officer |  |
| Jeffrey P. Perez | Executive Officer |  |
| Helen P. Sabzevari, Ph.D. | Executive Officer, Director |  |
| Randal J. Kirk | Director |  |
| Cesar L. Alvarez | Director |  |
| James S. Turley | Director |  |
| Vinita D. Gupta | Director |  |
| Fred D. Hassan | Director |  |
| Jeffrey B. Kindler | Director |  |
| Dean J. Mitchell | Director |  |
| Robert B. Shapiro | Director |  |
| Steven L. Frank | Director |  |

[Every Form D from the week of Dec 14, 2020](https://specstream.ai/data/form-d/week/2020-12-14) · [All recent filings in Maryland](https://specstream.ai/data/form-d/state/maryland) · [All recent Pharmaceuticals filings](https://specstream.ai/data/form-d/industry/pharmaceuticals)

Read from SEC EDGAR. Amount sold is what PRECIGEN, INC. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).