# Plaza Bank: Form D filings

Plaza Bank, a commercial banking company in Seattle, WA, filed 2 Form D notices with the SEC between 2010 and 2014. The latest, on April 4, 2014, reports an offering of $6 million with nothing sold yet.

Find out what Plaza Bank does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in Washington](https://specstream.ai/data/form-d/state/washington): 1,095 rows, by operating companies, filed since November 1, 2024, $54.75, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/washington
- [Form D filings in Commercial Banking](https://specstream.ai/data/form-d/industry/commercial-banking): 315 rows, by operating companies, filed since November 1, 2024, $15.75, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/commercial-banking

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 1420 FIFTH AVENUE, SUITE 3700, Seattle, WA, 98101
- Phone: (206) 436-7600
- Industry: Commercial Banking
- Entity type: Other (Bank)
- Incorporated in: Washington
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1489963

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Apr 4, 2014 | New notice | $6,000,000 | $0 | $6,000,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1489963/000148996314000001/0001489963-14-000001-index.htm) |
| Apr 22, 2010 | New notice | $4,987,500 | $0 | $4,987,500 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1489963/000148996310000001/0001489963-10-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Michael J. Clabby | Executive Officer |  |
| Pedro V. Celis | Director |  |
| Carlos V. Herrera | Director |  |
| Michael V. Paul | Executive Officer, Director |  |
| Richard E. Watson | Director |  |
| Agustin R. Ayala | Executive Officer |  |
| Geroge V. Armendariz | Director |  |
| Michael E. Sotelo | Director |  |

[Every Form D from the week of Mar 31, 2014](https://specstream.ai/data/form-d/week/2014-03-31) · [All recent filings in Washington](https://specstream.ai/data/form-d/state/washington) · [All recent Commercial Banking filings](https://specstream.ai/data/form-d/industry/commercial-banking)

Read from SEC EDGAR. Amount sold is what Plaza Bank reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).