# Plasmology4, Inc.: Form D filings

Plasmology4, Inc., a biotechnology company in Scottsdale, AZ, filed 14 Form D notices with the SEC between 2010 and 2016. The latest, on December 15, 2016, reports $250,000 sold of a $2 million offering to 1 investor.

Find out what Plasmology4, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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## Company details from the filing

- Address: 8502 East Princess Drive, Suite 210, Scottsdale, AZ, 85255
- Phone: (480) 342-9840
- Industry: Biotechnology
- Entity type: Corporation
- Incorporated in: Nevada
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1488790

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Dec 15, 2016 | New notice | $2,000,000 | $250,000 | $1,750,000 | 1 | Dec 13, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1488790/000159677116000172/0001596771-16-000172-index.htm) |
| Apr 5, 2016 | New notice | $5,000,000 | $125,000 | $4,875,000 | 1 | Mar 28, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1488790/000148879016000006/0001488790-16-000006-index.htm) |
| Dec 28, 2015 | New notice | $1,000,000 | $1,000,000 | $0 | 1 | Dec 11, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1488790/000148879015000005/0001488790-15-000005-index.htm) |
| Sep 2, 2015 | New notice | $3,000,000 | $300,000 | $2,700,000 | 1 | Aug 18, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1488790/000148879015000004/0001488790-15-000004-index.htm) |
| Jul 16, 2014 | New notice | $5,000,000 | $300,000 | $4,700,000 | 2 | Jul 14, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1488790/000148879014000002/0001488790-14-000002-index.htm) |
| Jun 12, 2014 | New notice | $2,000,000 | $2,000,000 | $0 | 1 | Jun 4, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1488790/000148879014000001/0001488790-14-000001-index.htm) |
| Feb 11, 2013 | New notice | $10,000,000 | $0 | $10,000,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1488790/000148879013000001/0001488790-13-000001-index.htm) |
| Dec 19, 2012 | Amendment | $1,800,000 | $905,000 | $895,000 | 18 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1488790/000148879012000005/0001488790-12-000005-index.htm) |
| Sep 14, 2012 | New notice | $1,500,000 | $0 | $1,500,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1488790/000148879012000004/0001488790-12-000004-index.htm) |
| Jun 26, 2012 | New notice | $1,000,000 | $1,000,000 | $0 | 1 | Jun 1, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1488790/000148879012000002/0001488790-12-000002-index.htm) |
| Jan 3, 2012 | New notice | $3,000,000 | $40,000 | $2,960,000 | 1 | Jan 2, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1488790/000148879012000001/0001488790-12-000001-index.htm) |
| Jul 19, 2011 | New notice | $1,000,000 | $83,663 | $916,337 | 2 | Jun 29, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1488790/000148879011000004/0001488790-11-000004-index.htm) |
| Jan 31, 2011 | New notice | $525,000 | $362,500 | $162,500 | 5 | Dec 23, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1488790/000148879011000001/0001488790-11-000001-index.htm) |
| Apr 9, 2010 | New notice | $500,000 | $25,000 | $475,000 | 1 | Mar 24, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1488790/000148879010000001/0001488790-10-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Robert M Hummel | Executive Officer, Director |  |
| David J Jacofsky | Executive Officer, Director |  |
| Stephen A Brigido | Director |  |
| James R Lawson | Director |  |
| Andrew W Miller Jr. | Director |  |
| Kevin P McDowell | Director |  |
| Gregory A Watson | Executive Officer, Director |  |
| Ronald D Robinson | Executive Officer, Director |  |
| Marc C Jacofsky | Executive Officer |  |

## Other biotechnology companies in Arizona that filed recently

- [Gut-Brain-Axis Therapeutics Inc.](https://specstream.ai/data/form-d/company/gut-brain-axis-therapeutics-inc-1996678) $2 million · Oct 27, 2026
- [Avery Therapeutics, Inc.](https://specstream.ai/data/form-d/company/avery-therapeutics-inc-1708135) $8.5 million · Sep 21, 2026

[Every Form D from the week of Dec 12, 2016](https://specstream.ai/data/form-d/week/2016-12-12) · [All recent filings in Arizona](https://specstream.ai/data/form-d/state/arizona) · [All recent Biotechnology filings](https://specstream.ai/data/form-d/industry/biotechnology)

Read from SEC EDGAR. Amount sold is what Plasmology4, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).