# Personal Capital Corp: Form D filings

Personal Capital Corp, a financial services company in Redwood City, CA, filed 12 Form D notices with the SEC between 2010 and 2019. The latest, on February 21, 2019, reports $50 million sold of a $100 million offering to 1 investor.

Find out what Personal Capital Corp does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 3 LAGOON DRIVE, SUITE 200, Redwood City, CA, 94065
- Phone: (855) 855-8005
- Industry: Other Banking and Financial Services
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1494510

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Feb 21, 2019 | Amendment | $100,000,000 | $50,000,000 | $50,000,000 | 1 | Jan 24, 2019 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1494510/000149451019000005/0001494510-19-000005-index.htm) |
| Feb 4, 2019 | New notice | $50,000,000 | $50,000,000 | $0 | 1 | Jan 24, 2019 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1494510/000149451019000004/0001494510-19-000004-index.htm) |
| Sep 19, 2018 | New notice | $16,575,650 | $0 | $16,575,650 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1494510/000175298818000003/0001752988-18-000003-index.htm) |
| Aug 2, 2017 | New notice | $49,999,999 | $37,065,993 | $12,934,006 | 21 | Jul 17, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1494510/000149451017000001/0001494510-17-000001-index.htm) |
| Jun 1, 2016 | New notice | $75,000,000 | $50,000,000 | $25,000,000 | 1 | May 17, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1494510/000149451016000001/0001494510-16-000001-index.htm) |
| Nov 12, 2014 | New notice | $50,075,001 | $50,075,001 | $0 | 19 | Oct 28, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1494510/000149451014000002/0001494510-14-000002-index.htm) |
| Jul 17, 2013 | Amendment | $27,000,000 | $27,000,000 | $0 | 9 | May 30, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1494510/000149451013000004/0001494510-13-000004-index.htm) |
| Jun 13, 2013 | New notice | $25,000,000 | $25,000,000 | $0 | 9 | May 30, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1494510/000149451013000003/0001494510-13-000003-index.htm) |
| Mar 26, 2013 | Amendment | $20,025,000 | $20,025,000 | $0 | 5 | Jul 26, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1494510/000149451013000002/0001494510-13-000002-index.htm) |
| Jan 24, 2013 | Amendment | $19,025,000 | $17,025,000 | $2,000,000 | 5 | Jul 26, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1494510/000149451013000001/0001494510-13-000001-index.htm) |
| Aug 26, 2011 | New notice | $15,000,000 | $15,000,000 | $0 | 3 | Jul 26, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1494510/000149451011000003/0001494510-11-000003-index.htm) |
| Jun 25, 2010 | New notice | $10,000,000 | $10,000,000 | $0 | 1 | Jun 18, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1494510/000149451010000002/0001494510-10-000002-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Vijay H Shah | Executive Officer, Director |  |
| Marina H Levinson | Director |  |
| Mike H Armsby | Executive Officer |  |
| Paul H Desmarais III | Director |  |
| Jeffrey H Carney | Director |  |
| Allison H Amadia | Executive Officer |  |
| Kira H Wampler | Director |  |
| Jim H Feuille | Director |  |
| Jeremy H Schein | Director |  |
| William H Harris | Director |  |
| Paul H Bergholm | Executive Officer |  |
| Charles H Goldman | Director |  |
| Bruce H Felt | Director |  |
| Stephen H Harrick | Director |  |
| Brian H Ascher | Director |  |

## Other financial services companies in California that filed recently

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- [PFD MANAGEMENT FUND 1006, LLC](https://specstream.ai/data/form-d/company/pfd-management-fund-1006-llc-1943127) $22 million · Aug 20, 2026
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- [PFD MANAGEMENT FUND 1005, LLC](https://specstream.ai/data/form-d/company/pfd-management-fund-1005-llc-1911408) $20.3 million · Aug 17, 2026
- [PFD MANAGEMENT FUND 1004, LLC](https://specstream.ai/data/form-d/company/pfd-management-fund-1004-llc-1865394) $20.9 million · Aug 14, 2026

[Every Form D from the week of Feb 18, 2019](https://specstream.ai/data/form-d/week/2019-02-18) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Personal Capital Corp reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).