# PaxVax, Inc.: Form D filings

PaxVax, Inc., a pharmaceuticals company in Redwood City, CA, filed 7 Form D notices with the SEC between 2009 and 2014. The latest, on August 11, 2014, reports $34.9 million sold of a $35.5 million offering to 9 investors.

Find out what PaxVax, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Pharmaceuticals](https://specstream.ai/data/form-d/industry/pharmaceuticals): 346 rows, by operating companies, filed since November 1, 2024, $17.30, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/pharmaceuticals

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 900 VETERANS BOULEVARD, SUITE 500, Redwood City, CA, 94063
- Phone: (650) 847-1075
- Industry: Pharmaceuticals
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1402296

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Aug 11, 2014 | Amendment | $35,479,182 | $34,929,181 | $550,001 | 9 | Dec 2, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1402296/000140229614000003/0001402296-14-000003-index.htm) |
| Apr 18, 2014 | New notice | $15,000,000 | $6,000,000 | $9,000,000 | 2 | Apr 4, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1402296/000140229614000002/0001402296-14-000002-index.htm) |
| Dec 17, 2013 | New notice | $25,659,293 | $22,745,849 | $2,913,444 | 8 | Dec 2, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1402296/000140229613000004/0001402296-13-000004-index.htm) |
| Oct 31, 2013 | New notice | $3,000,000 | $2,500,000 | $500,000 | 2 | Oct 17, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1402296/000140229613000003/0001402296-13-000003-index.htm) |
| Oct 1, 2013 | Amendment | $35,106,472 | $35,106,472 | $0 | 19 | Nov 10, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1402296/000140229613000002/0001402296-13-000002-index.htm) |
| Nov 24, 2010 | New notice | $35,000,000 | $24,296,875 | $10,703,125 | 4 | Nov 10, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1402296/000140229610000001/0001402296-10-000001-index.htm) |
| Nov 6, 2009 | New notice | $6,000,000 | $2,000,000 | $4,000,000 | 2 | Oct 27, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1402296/000140229609000004/0001402296-09-000004-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| HENRY G. COIT, JR. | Director |  |
| JAMES B. CONNOLLY | Director |  |
| RICHARD B. TONG | Director |  |
| KENNETH J. KELLEY | Executive Officer, Director |  |
| PHIL B. RUSSELL | Director |  |
| HOWARD B. ROSEN | Director |  |

## Other pharmaceuticals companies in California that filed recently

- [Anvion Bio, Inc.](https://specstream.ai/data/form-d/company/anvion-bio-inc-2158000) $100,000 · Oct 7, 2026
- [Aqur Biosciences, Inc.](https://specstream.ai/data/form-d/company/aqur-biosciences-inc-2094075) $1.5 million · Sep 18, 2026
- [BTB Therapeutics, Inc.](https://specstream.ai/data/form-d/company/btb-therapeutics-inc-2055053) $8.9 million · Aug 12, 2026

[Every Form D from the week of Aug 11, 2014](https://specstream.ai/data/form-d/week/2014-08-11) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Pharmaceuticals filings](https://specstream.ai/data/form-d/industry/pharmaceuticals)

Read from SEC EDGAR. Amount sold is what PaxVax, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).