# PATHWARD FINANCIAL, INC.: Form D filings

PATHWARD FINANCIAL, INC., a commercial banking company in Sioux Falls, SD, filed 10 Form D notices with the SEC between 2010 and 2022. The latest, on October 7, 2022, reports $20 million sold of a $20 million offering to 11 investors.

Find out what PATHWARD FINANCIAL, INC. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in South Dakota](https://specstream.ai/data/form-d/state/south-dakota): 87 rows, by operating companies, filed since November 1, 2024, $5, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/south-dakota
- [Form D filings in Commercial Banking](https://specstream.ai/data/form-d/industry/commercial-banking): 315 rows, by operating companies, filed since November 1, 2024, $15.75, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/commercial-banking

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## Company details from the filing

- Address: 5501 SOUTH BROADBAND LANE, Sioux Falls, SD, 57108
- Phone: (877) 497-7497
- Industry: Commercial Banking
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Over $100,000,000
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 907471

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Oct 7, 2022 | New notice | $20,000,000 | $20,000,000 | $0 | 11 | Sep 23, 2022 | [sec.gov](https://www.sec.gov/Archives/edgar/data/907471/000110465922106987/0001104659-22-106987-index.htm) |
| Nov 23, 2016 | New notice | $25,000,000 | $7,500,000 | $17,500,000 | 1 | Nov 9, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/907471/000114036116087788/0001140361-16-087788-index.htm) |
| Oct 11, 2016 | New notice | $21,250,000 | $21,250,000 | $0 | 1 | Oct 1, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/907471/000114036116082491/0001140361-16-082491-index.htm) |
| Dec 22, 2015 | New notice | $6,000,025 | $6,000,025 | $0 | 1 | Dec 7, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/907471/000114036115045345/0001140361-15-045345-index.htm) |
| Oct 7, 2015 | New notice | $5,754,568 | $5,754,568 | $0 | 2 | Sep 23, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/907471/000114036115037078/0001140361-15-037078-index.htm) |
| Jul 28, 2015 | New notice | $25,000,000 | $25,000,000 | $0 | 4 | Jul 15, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/907471/000114036115028872/0001140361-15-028872-index.htm) |
| Jul 10, 2015 | New notice | $26,100,152 | $26,100,152 | $0 | 14 | Jun 25, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/907471/000114036115027319/0001140361-15-027319-index.htm) |
| Aug 29, 2012 | New notice | $34,212,465 | $34,212,465 | $0 | 22 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/907471/000090747112000004/0000907471-12-000004-index.htm) |
| May 17, 2012 | New notice | $13,184,000 | $13,184,000 | $0 | 5 | May 9, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/907471/000090747112000002/0000907471-12-000002-index.htm) |
| Feb 4, 2010 | New notice | $8,862,450 | $8,862,450 | $0 | 2 | Jan 22, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/907471/000090747110000001/0000907471-10-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Frederick V. Moore | Director |  |
| Michael R. Kramer | Director |  |
| Brett Pharr | Executive Officer, Director |  |
| Sonja A. Theisen | Executive Officer |  |
| Becky S. Shulman | Director |  |
| Nadia A. Dombrowski | Executive Officer |  |
| Lizabeth H. Zlatkus | Director |  |
| Ronald D. McCray | Director |  |
| Kendall E. Stork | Director |  |
| Elizabeth G. Hoople | Director |  |
| Douglas J. Hajek | Director |  |
| Glen W. Herrick | Executive Officer |  |
| Charles C. Ingram | Executive Officer |  |
| Anthony M. Sharett | Executive Officer |  |

[Every Form D from the week of Oct 3, 2022](https://specstream.ai/data/form-d/week/2022-10-03) · [All recent filings in South Dakota](https://specstream.ai/data/form-d/state/south-dakota) · [All recent Commercial Banking filings](https://specstream.ai/data/form-d/industry/commercial-banking)

Read from SEC EDGAR. Amount sold is what PATHWARD FINANCIAL, INC. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).