# Osprey Funds, LLC: Form D filings

Osprey Funds, LLC, a financial services company in Tarrytown, NY, filed 2 Form D notices with the SEC in 2021. The latest, on October 25, 2021, reports $5 million sold of a $20 million offering to 1 investor.

Find out what Osprey Funds, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in New York](https://specstream.ai/data/form-d/state/new-york): 4,357 rows, by operating companies, filed since November 1, 2024, $123.57, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/new-york
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

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## Company details from the filing

- Address: 520 White Plains Rd, Suite 500, Tarrytown, NY, 10591
- Phone: (914) 214-4174
- Industry: Other Banking and Financial Services
- Entity type: Limited Liability Company
- Incorporated in: Delaware
- Year incorporated: 2018
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1849178

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Oct 25, 2021 | New notice | $20,000,000 | $5,000,000 | $15,000,000 | 1 | Oct 8, 2021 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1849178/000184917821000002/0001849178-21-000002-index.htm) |
| Mar 4, 2021 | New notice | $7,500,000 | $6,529,980 | $970,020 | 31 | Feb 12, 2021 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1849178/000184917821000001/0001849178-21-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Robert Rokose | Executive Officer |  |
| Gregory King | Executive Officer, Director, Promoter |  |
| Scott Acheychek | Executive Officer |  |
| Jack Drogin | Executive Officer |  |

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- [1006 Brandon, LLC](https://specstream.ai/data/form-d/company/1006-brandon-llc-2159939) $899,000 · Oct 14, 2026
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- [SpectrAxe Holdings, Inc.](https://specstream.ai/data/form-d/company/spectraxe-holdings-inc-2152466) $1.2 million · Oct 9, 2026
- [BP Commercial Funding Trust II, Series SPL-XIV](https://specstream.ai/data/form-d/company/bp-commercial-funding-trust-ii-series-spl-xiv-1988492) $239.5 million · Oct 9, 2026

[Every Form D from the week of Oct 25, 2021](https://specstream.ai/data/form-d/week/2021-10-25) · [All recent filings in New York](https://specstream.ai/data/form-d/state/new-york) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Osprey Funds, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).
