# Oportun Financial Corp: Form D filings

Oportun Financial Corp, a financial services company in San Carlos, CA, filed 10 Form D notices with the SEC between 2012 and 2022. The latest, on January 6, 2022, reports $86.2 million sold of a $86.2 million offering to 58 investors.

Find out what Oportun Financial Corp does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

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## Company details from the filing

- Address: 2 CIRCLE STAR WAY, San Carlos, CA, 94070
- Phone: (650) 810-8823
- Industry: Other Banking and Financial Services
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1538716

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jan 6, 2022 | New notice | $86,212,449 | $86,212,449 | $0 | 58 | Dec 22, 2021 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1538716/000153871622000007/0001538716-22-000007-index.htm) |
| Feb 20, 2015 | New notice | $91,113,600 | $90,249,999 | $863,601 | 21 | Feb 6, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1538716/000153871615000002/0001538716-15-000002-index.htm) |
| Sep 10, 2013 | New notice | $90,000 | $90,000 | $0 | 1 | Jul 29, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1538716/000153871613000003/0001538716-13-000003-index.htm) |
| Sep 10, 2013 | New notice | $57,166,220 | $46,776,092 | $10,390,128 | 14 | Aug 28, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1538716/000153871613000002/0001538716-13-000002-index.htm) |
| Jul 16, 2013 | New notice | $100,000 | $100,000 | $0 | 1 | Jun 28, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1538716/000157965013000001/0001579650-13-000001-index.htm) |
| Feb 11, 2013 | New notice | $76,819 | $0 | $76,819 | 1 | Jan 8, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1538716/000153871613000001/0001538716-13-000001-index.htm) |
| Jul 3, 2012 | New notice | $5,578,527 | $0 | $5,578,527 | 7 | Jun 18, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1538716/000153871612000005/0001538716-12-000005-index.htm) |
| Jul 3, 2012 | New notice | $36,000,000 | $20,786,897 | $15,213,103 | 5 | Jun 18, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1538716/000153871612000004/0001538716-12-000004-index.htm) |
| May 21, 2012 | New notice | $3,000,000 | $0 | $3,000,000 | 5 | Apr 27, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1538716/000153871612000003/0001538716-12-000003-index.htm) |
| Jan 9, 2012 | New notice | $40,000,000 | $18,399,995 | $21,600,005 | 13 | Dec 22, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1538716/000153871612000002/0001538716-12-000002-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| David Needham | Executive Officer |  |
| Sandra P. Smith | Director |  |
| R. Neil P. Williams | Director |  |
| Jonathan Coblentz | Executive Officer |  |
| Raul Vazquez | Executive Officer, Director |  |
| Jo Ann Barefoot | Director |  |
| Patrick Kirscht | Executive Officer |  |
| Louis P. Miramontes | Director |  |
| Frederic P. Welts | Director |  |
| Carl P. Pascarella | Director |  |
| Aida M. Alvarez | Director |  |
| Matthew Jenkins | Executive Officer |  |
| David P. Strohm | Director |  |
| Roy Banks | Director |  |
| Ginny Lee | Director |  |
| Joan Aristei | Executive Officer |  |

## Other financial services companies in California that filed recently

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- [LENDonate CA LLC](https://specstream.ai/data/form-d/company/lendonate-ca-llc-1750553) $22.6 million · Sep 23, 2026
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- [Sightbridge Capital Partners, LLC](https://specstream.ai/data/form-d/company/sightbridge-capital-partners-llc-2149939) $25,000 · Sep 3, 2026
- [DURAQEX LTD](https://specstream.ai/data/form-d/company/duraqex-ltd-2144180) $100 million · Sep 1, 2026
- [SimpleBridge Lending LLC](https://specstream.ai/data/form-d/company/simplebridge-lending-llc-2151635) $1.5 million · Sep 1, 2026
- [PFD MANAGEMENT FUND 1006, LLC](https://specstream.ai/data/form-d/company/pfd-management-fund-1006-llc-1943127) $22 million · Aug 20, 2026
- [PFD Management Opportunity Fund 3001, LLC](https://specstream.ai/data/form-d/company/pfd-management-opportunity-fund-3001-llc-1926534) $25 million · Aug 20, 2026
- [PFD MANAGEMENT FUND 1005, LLC](https://specstream.ai/data/form-d/company/pfd-management-fund-1005-llc-1911408) $20.3 million · Aug 17, 2026
- [PFD MANAGEMENT FUND 1004, LLC](https://specstream.ai/data/form-d/company/pfd-management-fund-1004-llc-1865394) $20.9 million · Aug 14, 2026

[Every Form D from the week of Jan 3, 2022](https://specstream.ai/data/form-d/week/2022-01-03) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Oportun Financial Corp reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).