# OpenGamma, Inc.: Form D filings

OpenGamma, Inc., a technology company in London, United Kingdom, filed 9 Form D notices with the SEC between 2010 and 2016. The latest, on October 5, 2016, reports $5.9 million sold of a $10 million offering to 4 investors.

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## The full lists

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## Company details from the filing

- Address: INTERNATIONAL HOUSE, 24 HOLBORN VIADUCT, London, United Kingdom, EC1A
- Phone: 44 20 3725 3333
- Industry: Other Technology
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1508736

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Oct 5, 2016 | New notice | $10,000,000 | $5,942,063 | $4,057,937 | 4 | Sep 20, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1508736/000150873616000006/0001508736-16-000006-index.htm) |
| Aug 25, 2016 | New notice | $430,000 | $413,230 | $16,770 | 5 | Aug 10, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1508736/000150873616000005/0001508736-16-000005-index.htm) |
| Feb 25, 2016 | New notice | $500,000 | $500,000 | $0 | 5 | Feb 16, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1508736/000150873616000003/0001508736-16-000003-index.htm) |
| Sep 30, 2015 | New notice | $1,000,000 | $500,000 | $500,000 | 5 | Sep 18, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1508736/000150873615000002/0001508736-15-000002-index.htm) |
| Mar 23, 2015 | New notice | $2,500,000 | $1,250,000 | $1,250,000 | 5 | Mar 6, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1508736/000150873615000001/0001508736-15-000001-index.htm) |
| Sep 18, 2014 | New notice | $3,000,000 | $1,000,000 | $2,000,000 | 4 | Sep 5, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1508736/000150873614000001/0001508736-14-000001-index.htm) |
| Aug 10, 2012 | New notice | $15,099,335 | $15,099,335 | $0 | 6 | Aug 2, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1508736/000150873612000003/0001508736-12-000003-index.htm) |
| Aug 10, 2012 | New notice | $400,000 | $400,000 | $0 | 3 | Jul 25, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1508736/000150873612000002/0001508736-12-000002-index.htm) |
| Dec 23, 2010 | New notice | $6,000,000 | $6,000,000 | $0 | 3 | Dec 21, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1508736/000150873610000001/0001508736-10-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Bruce Golden | Director |  |
| Cristobal Conde | Director |  |
| Gregory Raiten | Director |  |
| Steve Gibson | Director |  |
| Mark Beeston | Director |  |
| Peter Rippon | Executive Officer, Director |  |
| Masaru Nakachi | Executive Officer, Director |  |

[Every Form D from the week of Oct 3, 2016](https://specstream.ai/data/form-d/week/2016-10-03) · [All recent Other Technology filings](https://specstream.ai/data/form-d/industry/other-technology)

Read from SEC EDGAR. Amount sold is what OpenGamma, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).