# Ontrak, Inc.: Form D filings

Ontrak, Inc., a health care company in Santa Monica, CA, filed 23 Form D notices with the SEC between 2010 and 2021. The latest, on November 12, 2021, reports $6.1 million sold of a $6.4 million offering to 21 investors.

Find out what Ontrak, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Other Health Care](https://specstream.ai/data/form-d/industry/other-health-care): 1,958 rows, by operating companies, filed since November 1, 2024, $97.90, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-health-care

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## Company details from the filing

- Address: 2120 COLORADO AVE, SUITE 230, Santa Monica, CA, 90404
- Phone: (310) 444-4300
- Industry: Other Health Care
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1136174

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Nov 12, 2021 | Amendment | $6,436,495 | $6,079,118 | $357,377 | 21 | Oct 28, 2020 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000156761921020097/0001567619-21-020097-index.htm) |
| Nov 12, 2020 | New notice | $4,636,261 | $4,636,261 | $0 | 18 | Oct 28, 2020 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000156761920019144/0001567619-20-019144-index.htm) |
| Jan 5, 2017 | New notice | $5,562,796 | $5,562,796 | $0 | 4 | Dec 21, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617417000001/0001136174-17-000001-index.htm) |
| Oct 15, 2015 | New notice | $3,553,030 | $3,553,030 | $0 | 1 | Jul 30, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617415000002/0001136174-15-000002-index.htm) |
| Apr 30, 2015 | New notice | $2,121,212 | $2,121,212 | $0 | 4 | Apr 16, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617415000001/0001136174-15-000001-index.htm) |
| Dec 31, 2014 | New notice | $1,100,000 | $1,100,000 | $0 | 8 | Dec 22, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617414000007/0001136174-14-000007-index.htm) |
| Oct 2, 2014 | New notice | $1,500,000 | $1,500,000 | $0 | 8 | Sep 29, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617414000006/0001136174-14-000006-index.htm) |
| Jun 13, 2014 | New notice | $1,500,000 | $1,500,000 | $0 | 9 | May 27, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617414000005/0001136174-14-000005-index.htm) |
| Feb 12, 2014 | New notice | $1,000,000 | $1,000,000 | $0 | 7 | Jan 31, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617414000002/0001136174-14-000002-index.htm) |
| Oct 24, 2013 | New notice | $2,639,000 | $2,639,000 | $0 | 7 | Oct 2, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617413000002/0001136174-13-000002-index.htm) |
| Apr 24, 2013 | New notice | $1,535,000 | $1,535,000 | $0 | 6 | Apr 10, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617413000001/0001136174-13-000001-index.htm) |
| Dec 19, 2012 | New notice | $3,298,500 | $3,298,500 | $0 | 11 | Dec 4, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000143774912013004/0001437749-12-013004-index.htm) |
| Sep 25, 2012 | New notice | $1,719,000 | $1,719,000 | $0 | 5 | Sep 13, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617412000006/0001136174-12-000006-index.htm) |
| Apr 25, 2012 | Amendment | $975,000 | $975,000 | $0 | 1 | Feb 22, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617412000005/0001136174-12-000005-index.htm) |
| Apr 25, 2012 | New notice | $3,430,408 | $3,430,408 | $0 | 6 | Apr 17, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617412000004/0001136174-12-000004-index.htm) |
| Mar 26, 2012 | New notice | $75,000 | $75,000 | $0 | 1 | Feb 8, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617412000003/0001136174-12-000003-index.htm) |
| Mar 23, 2012 | New notice | $775,000 | $775,000 | $0 | 1 | Feb 22, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617412000002/0001136174-12-000002-index.htm) |
| Oct 20, 2011 | New notice | $680,000 | $680,000 | $0 | 1 | Oct 5, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617411000012/0001136174-11-000012-index.htm) |
| Oct 6, 2011 | New notice | $225,000 | $225,000 | $0 | 1 | Sep 22, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617411000011/0001136174-11-000011-index.htm) |
| Aug 26, 2011 | New notice | $650,000 | $650,000 | $0 | 1 | Aug 17, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617411000010/0001136174-11-000010-index.htm) |
| Jul 18, 2011 | New notice | $127,500 | $127,500 | $0 | 2 | Jul 1, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617411000009/0001136174-11-000009-index.htm) |
| Nov 29, 2010 | New notice | $6,948,268 | $6,948,268 | $0 | 22 | Nov 12, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617410000034/0001136174-10-000034-index.htm) |
| Nov 2, 2010 | New notice | $500,000 | $500,000 | $0 | 2 | Oct 19, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1136174/000113617410000032/0001136174-10-000032-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Mary Louise Osborne | Executive Officer |  |
| James J. Park | Executive Officer |  |
| Robert H. Rebak | Director |  |
| Edward J. Zecchini | Director |  |
| Richard A. Berman | Director |  |
| Robert H. Newton | Executive Officer |  |
| Robert Louise Accordino | Executive Officer |  |
| Arik Louise Hill | Executive Officer |  |
| Brandon H. LaVerne | Executive Officer |  |
| Katherine B. Quinn | Director |  |
| Terren S. Peizer | Executive Officer, Director |  |
| Gustavo A. Giraldo | Director |  |
| Diane B. Seloff | Director |  |
| Michael B. Sherman | Director |  |
| Jonathan H. Mayhew | Executive Officer |  |

## Other health care companies in California that filed recently

- [Helande Innovations, Inc.](https://specstream.ai/data/form-d/company/helande-innovations-inc-2160224) $50,000 · Nov 6, 2026
- [VERIONYX, INC.](https://specstream.ai/data/form-d/company/verionyx-inc-2088427) offering · Oct 26, 2026
- [RCE Technologies, Inc.](https://specstream.ai/data/form-d/company/rce-technologies-inc-1791860) $110,000 · Oct 23, 2026
- [Gale Force Aesthetics, Inc.](https://specstream.ai/data/form-d/company/gale-force-aesthetics-inc-2159264) $800,000 · Oct 22, 2026
- [VahatiCor, Inc.](https://specstream.ai/data/form-d/company/vahaticor-inc-2042118) $30.4 million · Oct 20, 2026
- [Lamina Surgical, Inc.](https://specstream.ai/data/form-d/company/lamina-surgical-inc-2160275) $490,000 · Oct 16, 2026
- [Ellipsys Medical, Inc.](https://specstream.ai/data/form-d/company/ellipsys-medical-inc-2153524) $8.6 million · Oct 14, 2026
- [iPill Inc.](https://specstream.ai/data/form-d/company/ipill-inc-1839187) $1.3 million · Oct 13, 2026
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- [Digestive Disease Center, L.P.](https://specstream.ai/data/form-d/company/digestive-disease-center-l-p-1942525) offering · Oct 8, 2026
- [Xcelerated Recovery LLC](https://specstream.ai/data/form-d/company/xcelerated-recovery-llc-2155774) $540,000 · Oct 2, 2026
- [Lumati Holdings, Inc.](https://specstream.ai/data/form-d/company/lumati-holdings-inc-2130889) $2.6 million · Oct 1, 2026
- [Upstream Metabolics, Inc.](https://specstream.ai/data/form-d/company/upstream-metabolics-inc-2151718) $50,000 · Sep 29, 2026
- [PFARADIGM Health, Inc.](https://specstream.ai/data/form-d/company/pfaradigm-health-inc-2156162) $31.1 million · Sep 28, 2026
- [Alpfa Medical, Inc.](https://specstream.ai/data/form-d/company/alpfa-medical-inc-2156252) $80.3 million · Sep 28, 2026

[Every Form D from the week of Nov 8, 2021](https://specstream.ai/data/form-d/week/2021-11-08) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Other Health Care filings](https://specstream.ai/data/form-d/industry/other-health-care)

Read from SEC EDGAR. Amount sold is what Ontrak, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).