# OLD MUTUAL PLC: Form D filings

OLD MUTUAL PLC, a company in London, United Kingdom, filed 5 Form D notices with the SEC between 2010 and 2014. The latest, on May 2, 2014, reports $5.7 million sold of a $5.7 million offering to 19 investors.

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## The full lists

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## Company details from the filing

- Address: 5TH FLOOR, MILLENNIUM BRIDGE HOUSE, 2 LAMBETH HILL, London, United Kingdom, EC4V
- Phone: 44-020-7002-7000
- Industry: Other
- Entity type: Corporation
- Incorporated in: United Kingdom
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1116767

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| May 2, 2014 | New notice | $5,671,288 | $5,671,288 | $0 | 19 | Apr 8, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1116767/000160544714000023/0001605447-14-000023-index.htm) |
| Aug 9, 2013 | New notice | $3,275,055 | $3,275,055 | $0 | 18 | Apr 8, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1116767/000158302113000006/0001583021-13-000006-index.htm) |
| May 25, 2012 | New notice | $2,431,414 | $2,431,414 | $0 | 17 | Apr 10, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1116767/000152238012000072/0001522380-12-000072-index.htm) |
| Dec 2, 2011 | New notice | $6,239,654 | $6,239,654 | $0 | 31 | Mar 23, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1116767/000153601211000002/0001536012-11-000002-index.htm) |
| Mar 31, 2010 | New notice | $1,856,170 | $1,856,170 | $0 | 28 | Apr 8, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1116767/000129830710000007/0001298307-10-000007-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| DANUTA VICTOR FROW GRAY | Director |  |
| REUEL JETHRO KHOZA | Director |  |
| NONKULULEKO JETHRO NYEMBEZI-HEITA | Director |  |
| JULIAN VICTOR FROW ROBERTS | Executive Officer, Director |  |
| NKOSANA JETHRO MOYO | Director |  |
| ADIBA JETHRO IGHODARO | Director |  |
| PHILIP ARTHUR JOHN BROADLEY | Executive Officer, Director |  |
| MICHAEL JETHRO ARNOLD | Director |  |
| ZOE CRUZ | Director |  |
| ALAN VICTOR FROW GILLESPIE | Director |  |
| ROGER JETHRO MARSHALL | Director |  |
| PATRICK ARTHUR JOHN O'SULLIVAN | Director |  |

[Every Form D from the week of Apr 28, 2014](https://specstream.ai/data/form-d/week/2014-04-28) · [All recent Other filings](https://specstream.ai/data/form-d/industry/other)

Read from SEC EDGAR. Amount sold is what OLD MUTUAL PLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).