# Ocugen, Inc.: Form D filings

Ocugen, Inc., a pharmaceuticals company in Malvern, PA, filed 5 Form D notices with the SEC between 2017 and 2018. The latest, on November 19, 2018, reports $350,400 sold of a $4 million offering to 4 investors.

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## The full lists

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- [Form D filings in Pennsylvania](https://specstream.ai/data/form-d/state/pennsylvania): 987 rows, by operating companies, filed since November 1, 2024, $49.35, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/pennsylvania
- [Form D filings in Pharmaceuticals](https://specstream.ai/data/form-d/industry/pharmaceuticals): 346 rows, by operating companies, filed since November 1, 2024, $17.30, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/pharmaceuticals

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## Company details from the filing

- Address: 5 GREAT VALLEY PARKWAY, SUITE 160, Malvern, PA, 19355
- Phone: (484) 328-4753
- Industry: Pharmaceuticals
- Entity type: Corporation
- Incorporated in: Delaware
- Year incorporated: 2013
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1696601

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Nov 19, 2018 | New notice | $4,000,000 | $350,400 | $3,649,600 | 4 | Nov 5, 2018 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1696601/000169660118000005/0001696601-18-000005-index.htm) |
| Feb 15, 2018 | New notice | $5,000,000 | $5,000,000 | $0 | 2 | Feb 1, 2018 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1696601/000169660118000002/0001696601-18-000002-index.htm) |
| Jun 13, 2017 | New notice | $7,500,000 | $7,500,000 | $0 | 6 | May 23, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1696601/000169660117000004/0001696601-17-000004-index.htm) |
| Feb 7, 2017 | New notice | $200,000 | $200,000 | $0 | 3 | Jun 30, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1696601/000169660117000003/0001696601-17-000003-index.htm) |
| Feb 2, 2017 | New notice | $6,000,000 | $6,000,000 | $0 | 9 | Nov 17, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1696601/000169660117000002/0001696601-17-000002-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Susan Drexler | Executive Officer |  |
| Daniel Suha Jorgensen | Executive Officer |  |
| Uday Kompella | Director, Promoter |  |
| Frank Leo | Director |  |
| Holdings KVM | Promoter |  |
| John Zhang | Director |  |
| Manish Potti | Director |  |
| Shankar Musunuri | Executive Officer, Director |  |
| Halit Suha Taspolatoglu | Director |  |
| Martin Coyne | Director |  |

## Other pharmaceuticals companies in Pennsylvania that filed recently

- [Telemachus Therapeutics, Inc.](https://specstream.ai/data/form-d/company/telemachus-therapeutics-inc-2152986) $375,000 · Oct 28, 2026
- [EpiVario Inc.](https://specstream.ai/data/form-d/company/epivario-inc-1753351) $185,000 · Oct 13, 2026
- [Maxona Pharmaceuticals, Inc.](https://specstream.ai/data/form-d/company/maxona-pharmaceuticals-inc-1857448) $5.8 million · Aug 14, 2026

[Every Form D from the week of Nov 19, 2018](https://specstream.ai/data/form-d/week/2018-11-19) · [All recent filings in Pennsylvania](https://specstream.ai/data/form-d/state/pennsylvania) · [All recent Pharmaceuticals filings](https://specstream.ai/data/form-d/industry/pharmaceuticals)

Read from SEC EDGAR. Amount sold is what Ocugen, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).