# OceanGate Inc: Form D filings

OceanGate Inc, a company in Everett, WA, filed 11 Form D notices with the SEC between 2012 and 2020. The latest, on January 14, 2020, reports $18.1 million sold of a $18.1 million offering to 22 investors.

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## The full lists

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- [Form D filings in Washington](https://specstream.ai/data/form-d/state/washington): 1,095 rows, by operating companies, filed since November 1, 2024, $54.75, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/washington
- [Form D filings in other industries](https://specstream.ai/data/form-d/industry/other): 9,873 rows, by operating companies, filed since November 1, 2024, $178.73, or the new rows each week for $19.10 a month. Buy: https://specstream.ai/data/form-d/industry/other

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## Company details from the filing

- Address: 1205 CRAFTSMAN WAY, SUITE 112, Everett, WA, 98201
- Phone: (206) 949-2237
- Industry: Other
- Entity type: Corporation
- Incorporated in: Washington
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1559118

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jan 14, 2020 | Amendment | $18,100,641 | $18,100,641 | $0 | 22 | Dec 31, 2019 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1559118/000155911820000003/0001559118-20-000003-index.htm) |
| Jan 10, 2020 | Amendment | $18,100,641 | $18,100,641 | $0 | 22 | Dec 31, 2019 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1559118/000155911820000002/0001559118-20-000002-index.htm) |
| Jan 9, 2020 | New notice | $19,312,808 | $19,312,808 | $0 | 22 | Dec 31, 2019 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1559118/000155911820000001/0001559118-20-000001-index.htm) |
| Apr 2, 2019 | New notice | $5,000,000 | $0 | $5,000,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1559118/000155911819000001/0001559118-19-000001-index.htm) |
| Dec 22, 2017 | New notice | $5,100,000 | $0 | $5,100,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1559118/000155911817000002/0001559118-17-000002-index.htm) |
| Oct 23, 2017 | Amendment | $5,000,000 | $4,000,000 | $1,000,000 | 7 | Jun 20, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1559118/000155911817000001/0001559118-17-000001-index.htm) |
| Jul 12, 2016 | Amendment | $5,000,000 | $1,600,000 | $3,400,000 | 4 | Jun 20, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1559118/000155911816000004/0001559118-16-000004-index.htm) |
| Jul 1, 2016 | New notice | $5,000,000 | $600,000 | $4,400,000 | 3 | Jun 20, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1559118/000155911816000002/0001559118-16-000002-index.htm) |
| May 13, 2015 | New notice | $5,000,000 | $2,975,000 | $2,025,000 | 8 | May 11, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1559118/000155911815000001/0001559118-15-000001-index.htm) |
| Dec 17, 2013 | New notice | $10,000,000 | $0 | $10,000,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1559118/000155911813000003/0001559118-13-000003-index.htm) |
| Sep 27, 2012 | New notice | $3,000,000 | $1,736,682 | $1,263,318 | 10 | Sep 12, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1559118/000155911812000001/0001559118-12-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Doug Gorder | Executive Officer |  |
| Stockton Rush | Executive Officer, Director, Promoter |  |
| Dianna Raedle | Director |  |
| John Lockwood | Director |  |
| Bob Shuman | Executive Officer |  |
| Jim Snyder | Director |  |
| Michael Furlotti | Director |  |

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[Every Form D from the week of Jan 13, 2020](https://specstream.ai/data/form-d/week/2020-01-13) · [All recent filings in Washington](https://specstream.ai/data/form-d/state/washington) · [All recent Other filings](https://specstream.ai/data/form-d/industry/other)

Read from SEC EDGAR. Amount sold is what OceanGate Inc reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).