# OCC Equity Members, LLC: Form D filings

OCC Equity Members, LLC, a company in Oshkosh, WI, filed 3 Form D notices with the SEC between 2011 and 2016. The latest, on November 7, 2016, reports $78,000 sold of a $1 million offering to 40 investors.

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## The full lists

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- [Form D filings in Wisconsin](https://specstream.ai/data/form-d/state/wisconsin): 361 rows, by operating companies, filed since November 1, 2024, $18.05, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/wisconsin
- [Form D filings in other industries](https://specstream.ai/data/form-d/industry/other): 9,873 rows, by operating companies, filed since November 1, 2024, $178.73, or the new rows each week for $19.10 a month. Buy: https://specstream.ai/data/form-d/industry/other

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## Company details from the filing

- Address: 11 W. RIPPLE AVE, Oshkosh, WI, 54902
- Phone: (920) 231-1076
- Industry: Other
- Entity type: Limited Liability Company
- Incorporated in: Wisconsin
- Revenue range: $1,000,001 - $5,000,000
- Exemptions claimed: Rule 504
- SEC identifier (CIK): 1510344

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Nov 7, 2016 | New notice | $1,000,000 | $78,000 | $922,000 | 40 | Oct 7, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1510344/000151034416000004/0001510344-16-000004-index.htm) |
| Nov 9, 2012 | New notice | $500,000 | $25,000 | $475,000 | 1 | Oct 30, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1510344/000120919112052455/0001209191-12-052455-index.htm) |
| Jan 14, 2011 | New notice | $1,000,000 | $1,000,000 | $0 | 89 | Jan 3, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1510344/000120919111003235/0001209191-11-003235-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| PAT WESTON | Executive Officer |  |
| LIZ LYNCH | Executive Officer |  |
| JACK SCHLOESSER | Director |  |
| WENDY SMITS | Director |  |
| TOM BARR | Director |  |
| PETER LANG | Director |  |
| THOMAS CASTLE | Executive Officer |  |
| DENNIS LEWANDOWSKI | Director |  |
| DAN RUEDINGER | Director |  |

## Other companies in Wisconsin that filed recently

- [PCCD Investment, LLC](https://specstream.ai/data/form-d/company/pccd-investment-llc-2161567) $5.2 million · Oct 22, 2026
- [Retham Technologies, Inc.](https://specstream.ai/data/form-d/company/retham-technologies-inc-2144681) $1.1 million · Sep 11, 2026
- [Industrial Fluid Power Holdings II LLC](https://specstream.ai/data/form-d/company/industrial-fluid-power-holdings-ii-llc-2154639) $2.9 million · Sep 10, 2026
- [CERTCO INC](https://specstream.ai/data/form-d/company/certco-inc-864314) offering · Aug 25, 2026
- [Azura Waunakee Member, LLC](https://specstream.ai/data/form-d/company/azura-waunakee-member-llc-2149620) offering · Aug 20, 2026

[Every Form D from the week of Nov 7, 2016](https://specstream.ai/data/form-d/week/2016-11-07) · [All recent filings in Wisconsin](https://specstream.ai/data/form-d/state/wisconsin) · [All recent Other filings](https://specstream.ai/data/form-d/industry/other)

Read from SEC EDGAR. Amount sold is what OCC Equity Members, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).