# NORTHEAST UTILITIES: Form D filings

NORTHEAST UTILITIES, an electric utilities company in Springfield, MA, filed 2 Form D notices with the SEC between 2012 and 2013. The latest, on September 17, 2013, reports $740 million sold of a $1.45 billion offering to 131 investors.

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## The full lists

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- [Form D filings in Massachusetts](https://specstream.ai/data/form-d/state/massachusetts): 1,533 rows, by operating companies, filed since November 1, 2024, $76.65, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/massachusetts
- [Form D filings](https://specstream.ai/data/form-d): 44,302 rows, by operating companies, filed since November 1, 2024, $523.02, or the new rows each week for $92.05 a month. Buy: https://specstream.ai/data/form-d

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## Company details from the filing

- Address: ONE FEDERAL STREET, BUILDING 111-4, Springfield, MA, 01105
- Phone: (413) 785-5871
- Industry: Electric Utilities
- Entity type: Other (Massachusetts Business Trust and Voluntary Association)
- Incorporated in: Massachusetts
- Revenue range: Over $100,000,000
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 72741

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Sep 17, 2013 | Amendment | $1,450,000,000 | $740,000,000 | $710,000,000 | 131 | Jul 25, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/72741/000007274113000056/0000072741-13-000056-index.htm) |
| Aug 2, 2012 | New notice | $1,150,000,000 | $1,083,735,000 | $66,265,000 | 46 | Jul 25, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/72741/000007274112000060/0000072741-12-000060-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| DAVID R. McHALE | Executive Officer |  |
| COTTON M. CLEVELAND | Director |  |
| JAY S. BUTH | Executive Officer |  |
| CHRISTINE M. CARMODY | Executive Officer |  |
| CHARLES K. GIFFORD | Director |  |
| GREGORY B. BUTLER | Executive Officer |  |
| CHARLES W. SHIVERY | Director |  |
| PAUL A. La CAMERA | Director |  |
| LEON J. OLIVIER | Executive Officer |  |
| FREDERICA M. WILLIAMS | Director |  |
| FRANCIS A. DOYLE | Director |  |
| JAMES J. JUDGE | Executive Officer |  |
| DENNIS R. WRAASE | Director |  |
| JOSEPH R. NOLAN, JR. | Executive Officer |  |
| JOHN S. CLARKESON | Director |  |
| SANFORD M. CLOUD, JR | Director |  |
| JAMES S. DiSTASIO | Director |  |
| RICHARD H. BOOTH | Director |  |
| WILLIAM C. VAN FAASEN | Director |  |
| KENNETH R. LEIBLER | Director |  |
| THOMAS J. MAY | Executive Officer, Director |  |

[Every Form D from the week of Sep 16, 2013](https://specstream.ai/data/form-d/week/2013-09-16) · [All recent filings in Massachusetts](https://specstream.ai/data/form-d/state/massachusetts) · [All recent Electric Utilities filings](https://specstream.ai/data/form-d/industry/electric-utilities)

Read from SEC EDGAR. Amount sold is what NORTHEAST UTILITIES reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).