# NEWLINK GENETICS CORP: Form D filings

NEWLINK GENETICS CORP, a biotechnology company in Ames, IA, filed 8 Form D notices with the SEC between 2009 and 2011. The latest, on September 22, 2011, reports $12.8 million sold of a $12.8 million offering to 38 investors.

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## The full lists

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## Company details from the filing

- Address: 2503 SOUTH LOOP DRIVE, SUITE 5100, Ames, IA, 50010
- Phone: (515) 296-5555
- Industry: Biotechnology
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1126234

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Sep 22, 2011 | Amendment | $12,760,000 | $12,760,000 | $0 | 38 | Dec 1, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1126234/000112623411000006/0001126234-11-000006-index.htm) |
| Aug 17, 2011 | Amendment | $10,360,687 | $10,360,687 | $0 | 40 | Jan 7, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1126234/000112623411000005/0001126234-11-000005-index.htm) |
| Jun 3, 2011 | New notice | $250,000 | $250,000 | $0 | 1 | Sep 3, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1126234/000112623411000004/0001126234-11-000004-index.htm) |
| Jan 31, 2011 | Amendment | $8,634,500 | $8,634,500 | $0 | 40 | Jan 7, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1126234/000112623411000003/0001126234-11-000003-index.htm) |
| Jan 21, 2011 | New notice | $10,360,687 | $10,360,687 | $0 | 40 | Jan 7, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1126234/000112623411000001/0001126234-11-000001-index.htm) |
| Dec 7, 2010 | New notice | $7,319,375 | $7,319,375 | $0 | 34 | Dec 1, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1126234/000112623410000003/0001126234-10-000003-index.htm) |
| Jul 28, 2009 | New notice | $7,500,000 | $7,500,000 | $0 | 1 | Jul 17, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1126234/000112623409000004/0001126234-09-000004-index.htm) |
| Jul 28, 2009 | Amendment | $30,000,000 | $20,714,105 | $9,285,895 | 114 | Feb 8, 2008 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1126234/000112623409000003/0001126234-09-000003-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Ernest H. Talarico, III | Director |  |
| Joseph J. Saluri | Director |  |
| Nicholas Vahanian, M.D. | Executive Officer |  |
| Kenneth J. Lynn | Executive Officer |  |
| Gordon H. Link | Executive Officer |  |
| David J. Lundquist | Director |  |
| Sarah J. Alexander, M.D. | Director |  |
| Tom H. Raffin, M.D. | Director |  |
| Paul R. Edick | Director |  |
| Charles Link, M.D. | Executive Officer, Director |  |

[Every Form D from the week of Sep 19, 2011](https://specstream.ai/data/form-d/week/2011-09-19) · [All recent filings in Iowa](https://specstream.ai/data/form-d/state/iowa) · [All recent Biotechnology filings](https://specstream.ai/data/form-d/industry/biotechnology)

Read from SEC EDGAR. Amount sold is what NEWLINK GENETICS CORP reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).