# NEOPHOTONICS CORP: Form D filings

NEOPHOTONICS CORP, a telecommunications company in San Jose, CA, filed 2 Form D notices with the SEC between 2010 and 2012. The latest, on May 7, 2012, reports $39.8 million sold of a $39.8 million offering to 1 investor.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Telecommunications](https://specstream.ai/data/form-d/industry/telecommunications): 158 rows, by operating companies, filed since November 1, 2024, $7.90, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/telecommunications

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## Company details from the filing

- Address: 2911 ZANKER ROAD, San Jose, CA, 95134
- Phone: (408) 232-9200
- Industry: Telecommunications
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1227025

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| May 7, 2012 | New notice | $39,783,240 | $39,783,240 | $0 | 1 | Apr 27, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1227025/000122702512000001/0001227025-12-000001-index.htm) |
| Jan 8, 2010 | New notice | $18,649,700 | $8,890,600 | $9,759,100 | 11 | Dec 23, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1227025/000122702510000002/0001227025-10-000002-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Timothy S. Jenks | Executive Officer, Director |  |
| Dr. G. Ferris L. Lipscomb | Executive Officer |  |
| James D. Fay | Executive Officer |  |
| Bjorn L. Olsson | Director |  |
| Bandel L. Carano | Director |  |
| Sergey L. Polikarpov | Director |  |
| Dr. Wupen L. Yuen | Executive Officer |  |
| Michael J. Sophie | Director |  |
| Benjamin L. Sitler | Executive Officer |  |
| "Dr. Chi Yeu (""Raymond"")" L. Cheung | Executive Officer |  |
| Allan L. Kwan | Director |  |
| Lee Sen L. Ting | Director |  |

## Other telecommunications companies in California that filed recently

- [BEAMLINK, INC.](https://specstream.ai/data/form-d/company/beamlink-inc-2157343) $2.3 million · Sep 29, 2026
- [VTG Global Inc.](https://specstream.ai/data/form-d/company/vtg-global-inc-2155133) $25,000 · Sep 18, 2026

[Every Form D from the week of May 7, 2012](https://specstream.ai/data/form-d/week/2012-05-07) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Telecommunications filings](https://specstream.ai/data/form-d/industry/telecommunications)

Read from SEC EDGAR. Amount sold is what NEOPHOTONICS CORP reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).