# NATIONAL PLANNING CORP/CA: Form D filings

NATIONAL PLANNING CORP/CA, an insurance company in El Segundo, CA, filed 16 Form D notices with the SEC between 2010 and 2018. The latest, on January 19, 2018, reports $3.5 million sold of a $3.5 million offering to 53 investors.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Insurance](https://specstream.ai/data/form-d/industry/insurance): 768 rows, by operating companies, filed since November 1, 2024, $38.40, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/insurance

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## Company details from the filing

- Address: 100 North Sepulveda Blvd., Suite 1800, El Segundo, CA, 90245
- Phone: (310) 899-7900
- Industry: Insurance
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1351905

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jan 19, 2018 | Amendment | $3,457,539 | $3,457,539 | $0 | 53 | Jan 31, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135190518000001/0001351905-18-000001-index.htm) |
| Jan 20, 2017 | New notice | Indefinite | $0 | Indefinite | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135190517000002/0001351905-17-000002-index.htm) |
| Jan 20, 2017 | Amendment | $685,051 | $685,051 | $0 | 20 | Jan 31, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135190517000001/0001351905-17-000001-index.htm) |
| Jan 20, 2016 | New notice | Indefinite | $0 | Indefinite | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135190516000004/0001351905-16-000004-index.htm) |
| Jan 20, 2016 | Amendment | $14,206,622 | $14,206,622 | $0 | 206 | Jan 31, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135190516000003/0001351905-16-000003-index.htm) |
| Jan 26, 2015 | New notice | Indefinite | $0 | Indefinite | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135190515000002/0001351905-15-000002-index.htm) |
| Jan 26, 2015 | Amendment | $288,746 | $288,746 | $0 | 17 | Jan 31, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135190515000001/0001351905-15-000001-index.htm) |
| Jan 24, 2014 | New notice | Indefinite | $0 | Indefinite | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135190514000002/0001351905-14-000002-index.htm) |
| Jan 24, 2014 | Amendment | $10,637,905 | $10,637,905 | $0 | 168 | Jan 31, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135190514000001/0001351905-14-000001-index.htm) |
| Jan 18, 2013 | New notice | Indefinite | $0 | Indefinite | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135190513000002/0001351905-13-000002-index.htm) |
| Jan 18, 2013 | Amendment | $550,673 | $550,673 | $0 | 17 | Jan 31, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135190513000001/0001351905-13-000001-index.htm) |
| Feb 3, 2012 | Amendment | $120,578 | $120,578 | $0 | 10 | Jan 31, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135190512000005/0001351905-12-000005-index.htm) |
| Jan 20, 2012 | New notice | Indefinite | $0 | Indefinite | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135190512000003/0001351905-12-000003-index.htm) |
| Jan 20, 2012 | Amendment | $419,119 | $419,119 | $0 | 15 | Jan 15, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135190512000002/0001351905-12-000002-index.htm) |
| Jan 7, 2011 | New notice | Indefinite | $0 | Indefinite | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135197011000004/0001351970-11-000004-index.htm) |
| Jan 13, 2010 | New notice | Indefinite | $0 | Indefinite | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351905/000135190510000005/0001351905-10-000005-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Maura O. Collins | Executive Officer |  |
| John O. Johnson | Executive Officer, Director |  |
| Kirsten O. Bosch | Executive Officer |  |
| Bradley O. Harris | Director |  |
| Gerry O. Gunderson | Executive Officer |  |
| Scott E. Romine | Director |  |

## Other insurance companies in California that filed recently

- [CORGI INSURANCE SERVICES, INC.](https://specstream.ai/data/form-d/company/corgi-insurance-services-inc-2074564) $30 million · Oct 30, 2026
- [Bracely Inc.](https://specstream.ai/data/form-d/company/bracely-inc-2155238) $700,000 · Oct 20, 2026
- [Performex IDF, LP](https://specstream.ai/data/form-d/company/performex-idf-lp-1774457) $16.5 million · Sep 3, 2026
- [PACIFIC LIFE INSURANCE CO](https://specstream.ai/data/form-d/company/pacific-life-insurance-co-1080429) $621.2 million · Sep 1, 2026

[Every Form D from the week of Jan 15, 2018](https://specstream.ai/data/form-d/week/2018-01-15) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Insurance filings](https://specstream.ai/data/form-d/industry/insurance)

Read from SEC EDGAR. Amount sold is what NATIONAL PLANNING CORP/CA reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).