# Lumos Partners LLC: Form D filing

Lumos Partners LLC, an investment banking company in Walnut Creek, CA, filed a Form D with the SEC in 2014. The latest, on May 8, 2014, reports $470,000 sold of a $535,000 offering to 9 investors.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Investment Banking](https://specstream.ai/data/form-d/industry/investment-banking): 94 rows, by operating companies, filed since November 1, 2024, $5, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/investment-banking

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 1399 YGNACIO VALLEY ROAD, SUITE 210, Walnut Creek, CA, 94598
- Phone: (510) 862-6150
- Industry: Investment Banking
- Entity type: Limited Liability Company
- Incorporated in: Delaware
- Year incorporated: 2014
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1607518

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| May 8, 2014 | New notice | $535,000 | $470,000 | $65,000 | 9 | Apr 24, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1607518/000160751814000001/0001607518-14-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Eric Kim | Director |  |
| Vivek Goyal | Executive Officer, Director |  |
| Hyder Rabbani | Director |  |

## Other investment banking companies in California that filed recently

- [AmTru Ambient Ventures LLC](https://specstream.ai/data/form-d/company/amtru-ambient-ventures-llc-2161312) $225,000 · Oct 22, 2026
- [AmTru AI Inference Ventures II, LLC](https://specstream.ai/data/form-d/company/amtru-ai-inference-ventures-ii-llc-2146969) $3.8 million · Sep 1, 2026

[Every Form D from the week of May 5, 2014](https://specstream.ai/data/form-d/week/2014-05-05) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Investment Banking filings](https://specstream.ai/data/form-d/industry/investment-banking)

Read from SEC EDGAR. Amount sold is what Lumos Partners LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).