# LIGHTING SCIENCE GROUP CORP: Form D filings

LIGHTING SCIENCE GROUP CORP, a technology company in West Warwick, RI, filed 15 Form D notices with the SEC between 2009 and 2016. The latest, on August 2, 2016, reports $18 million sold of a $25 million offering to 1 investor.

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## The full lists

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- [Form D filings in Rhode Island](https://specstream.ai/data/form-d/state/rhode-island): 60 rows, by operating companies, filed since November 1, 2024, $5, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/rhode-island
- [Form D filings in Other Technology](https://specstream.ai/data/form-d/industry/other-technology): 8,166 rows, by operating companies, filed since November 1, 2024, $161.66, or the new rows each week for $19.25 a month. Buy: https://specstream.ai/data/form-d/industry/other-technology

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## Company details from the filing

- Address: 1350 DIVISION ROAD, SUITE 204, West Warwick, RI, 02893
- Phone: (321) 779-5520
- Industry: Other Technology
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 866970

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Aug 2, 2016 | Amendment | $25,000,000 | $18,000,000 | $7,000,000 | 1 | Sep 11, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/866970/000086697016000006/0000866970-16-000006-index.htm) |
| Jan 21, 2016 | Amendment | $15,000,000 | $10,000,000 | $5,000,000 | 1 | Sep 11, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/866970/000086697016000004/0000866970-16-000004-index.htm) |
| Sep 25, 2015 | New notice | $15,000,000 | $10,000,000 | $5,000,000 | 1 | Sep 11, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/866970/000086697015000002/0000866970-15-000002-index.htm) |
| Feb 17, 2015 | Amendment | $32,525,000 | $32,525,000 | $0 | 4 | Aug 14, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/866970/000086697015000001/0000866970-15-000001-index.htm) |
| Nov 20, 2014 | Amendment | $21,000,000 | $21,000,000 | $0 | 3 | Aug 14, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/866970/000086697014000005/0000866970-14-000005-index.htm) |
| Sep 17, 2014 | New notice | $8,000,000 | $8,000,000 | $0 | 1 | Aug 14, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/866970/000086697014000003/0000866970-14-000003-index.htm) |
| Jan 22, 2014 | New notice | $50,000,000 | $17,430,000 | $32,570,000 | 0 | Jan 3, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/866970/000086697014000002/0000866970-14-000002-index.htm) |
| Jan 22, 2014 | New notice | $20,000,000 | $20,000,000 | $0 | 0 | Sep 11, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/866970/000086697014000001/0000866970-14-000001-index.htm) |
| Jun 11, 2012 | New notice | $67,069,000 | $67,069,000 | $0 | 34 | May 25, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/866970/000086697012000002/0000866970-12-000002-index.htm) |
| Jan 28, 2011 | New notice | $18,000,000 | $18,000,000 | $0 | 33 | Jan 26, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/866970/000086697011000003/0000866970-11-000003-index.htm) |
| Jan 26, 2011 | New notice | $10,000,000 | $10,000,000 | $0 | 1 | Jan 13, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/866970/000086697011000002/0000866970-11-000002-index.htm) |
| May 5, 2010 | New notice | $10,900,355 | $1,565,195 | $9,335,160 | 1 | Apr 20, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/866970/000118143110024438/0001181431-10-024438-index.htm) |
| May 5, 2010 | New notice | $174,918,270 | $25,116,726 | $149,801,544 | 10 | Apr 19, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/866970/000118143110024364/0001181431-10-024364-index.htm) |
| Sep 9, 2009 | New notice | Indefinite | $0 | Indefinite | 1 | Aug 27, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/866970/000120919109043594/0001209191-09-043594-index.htm) |
| Sep 9, 2009 | New notice | Indefinite | $0 | Indefinite | 1 | Aug 27, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/866970/000120919109043592/0001209191-09-043592-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Fredric R. Maxik | Executive Officer, Director |  |
| Edward D. Bednarcik | Executive Officer |  |
| Richard H. Davis, Jr. | Director |  |
| Sanford R. Climan | Director |  |
| Joel H. Haney | Director |  |
| Jonathan D. Rosenbaum | Director |  |
| Craig D. Cogut | Director |  |
| David D. Cline | Director |  |
| Donald H. Harkleroad | Director |  |
| James R. Jones | Director |  |
| Dennis D. McGill | Director |  |

[Every Form D from the week of Aug 1, 2016](https://specstream.ai/data/form-d/week/2016-08-01) · [All recent filings in Rhode Island](https://specstream.ai/data/form-d/state/rhode-island) · [All recent Other Technology filings](https://specstream.ai/data/form-d/industry/other-technology)

Read from SEC EDGAR. Amount sold is what LIGHTING SCIENCE GROUP CORP reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).