# Laguna Pharmaceuticals, Inc.: Form D filings

Laguna Pharmaceuticals, Inc., a pharmaceuticals company in La Jolla, CA, filed 3 Form D notices with the SEC between 2014 and 2015. The latest, on July 30, 2015, reports $4.5 million sold of a $4.7 million offering to 8 investors.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Pharmaceuticals](https://specstream.ai/data/form-d/industry/pharmaceuticals): 346 rows, by operating companies, filed since November 1, 2024, $17.30, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/pharmaceuticals

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## Company details from the filing

- Address: 4225 EXECUTIVE SQUARE, STE. 960, La Jolla, CA, 92037
- Phone: (858) 356-7338
- Industry: Pharmaceuticals
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1609970

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jul 30, 2015 | New notice | $4,733,337 | $4,475,606 | $257,731 | 8 | Nov 15, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1609970/000160997015000003/0001609970-15-000003-index.htm) |
| Feb 17, 2015 | New notice | $31,851,132 | $16,576,124 | $15,275,008 | 18 | Feb 3, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1609970/000160997015000001/0001609970-15-000001-index.htm) |
| Jun 12, 2014 | New notice | $1,000,000 | $1,000,000 | $0 | 7 | May 30, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1609970/000160997014000001/0001609970-14-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Kevin Lalande | Director |  |
| James Topper | Director |  |
| Robert Baltera, Jr. | Executive Officer, Director |  |
| Brian Farmer | Executive Officer |  |
| Jerel Davis | Director |  |
| Howard Dittrich | Executive Officer |  |

## Other pharmaceuticals companies in California that filed recently

- [Anvion Bio, Inc.](https://specstream.ai/data/form-d/company/anvion-bio-inc-2158000) $100,000 · Oct 7, 2026
- [Aqur Biosciences, Inc.](https://specstream.ai/data/form-d/company/aqur-biosciences-inc-2094075) $1.5 million · Sep 18, 2026
- [BTB Therapeutics, Inc.](https://specstream.ai/data/form-d/company/btb-therapeutics-inc-2055053) $8.9 million · Aug 12, 2026

[Every Form D from the week of Jul 27, 2015](https://specstream.ai/data/form-d/week/2015-07-27) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Pharmaceuticals filings](https://specstream.ai/data/form-d/industry/pharmaceuticals)

Read from SEC EDGAR. Amount sold is what Laguna Pharmaceuticals, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).