# Ion Financial, MHC: Form D filing

Ion Financial, MHC, a financial services company in Naugatuck, CT, filed a Form D with the SEC in 2017. The latest, on October 11, 2017, reports $15 million sold of a $15 million offering to 11 investors.

Find out what Ion Financial, MHC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

- [Watch for new raises](https://specstream.ai/workspace/ask?q=Tell%20me%20when%20Ion%20Financial%2C%20MHC%20files%20a%20new%20Form%20D%20or%20reports%20more%20money%20sold%2C%20with%20the%20filing&src=data-formd&kind=alert&entity=Ion%20Financial%2C%20MHC&page=%2Fdata%2Fform-d%2Fcompany%2Fion-financial-mhc-1719266)
- [Get founders and investors](https://specstream.ai/workspace/ask?q=For%20Ion%20Financial%2C%20MHC%2C%20find%20what%20the%20company%20does%2C%20its%20website%2C%20the%20founders%20and%20executives%20with%20their%20LinkedIn%20and%20work%20email%2C%20its%20investors%20and%20every%20funding%20round%20with%20the%20amounts%2C%20its%20headcount%20and%20any%20reported%20valuation&src=data-formd&kind=record&entity=Ion%20Financial%2C%20MHC&page=%2Fdata%2Fform-d%2Fcompany%2Fion-financial-mhc-1719266)

## The full lists

This record is a row of these lists. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email.

- [Form D filings in Connecticut](https://specstream.ai/data/form-d/state/connecticut): 428 rows, by operating companies, filed since November 1, 2024, $21.40, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/connecticut
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 251 CHURCH STREET, Naugatuck, CT, 06770
- Phone: (203) 729-4442
- Industry: Other Banking and Financial Services
- Entity type: Corporation
- Incorporated in: Connecticut
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1719266

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Oct 11, 2017 | New notice | $15,000,000 | $15,000,000 | $0 | 11 | Sep 27, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1719266/000171926617000001/0001719266-17-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| David W. Nurnberger | Director |  |
| Gary B. O'Connor | Director |  |
| Mark C. Yanarella | Director |  |
| Dana J. Silva | Executive Officer |  |
| Lucille H. Janatka | Director |  |
| Richard H. Gesseck | Director |  |
| Stephen C. Widman | Director |  |
| John H. Tobin | Director |  |
| Ann Merriam Feinberg | Director |  |
| David J. Rotatori | Executive Officer, Director |  |
| Charles J. Boulier, III | Executive Officer |  |

## Other financial services companies in Connecticut that filed recently

- [Energea Portfolio 5 LATAM LP](https://specstream.ai/data/form-d/company/energea-portfolio-5-latam-lp-1993443) $230,051 · Nov 3, 2026
- [Energea Portfolio 3 Africa LP](https://specstream.ai/data/form-d/company/energea-portfolio-3-africa-lp-1865547) $287,846 · Nov 3, 2026
- [Energea Portfolio 4 USA LP](https://specstream.ai/data/form-d/company/energea-portfolio-4-usa-lp-1853011) $70,000 · Nov 3, 2026
- [Energea Portfolio 2 LP](https://specstream.ai/data/form-d/company/energea-portfolio-2-lp-1811470) $395,589 · Nov 3, 2026
- [Capital Engine Inc.](https://specstream.ai/data/form-d/company/capital-engine-inc-1719602) offering · Sep 4, 2026

[Every Form D from the week of Oct 9, 2017](https://specstream.ai/data/form-d/week/2017-10-09) · [All recent filings in Connecticut](https://specstream.ai/data/form-d/state/connecticut) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Ion Financial, MHC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).