# i3 Verticals, LLC: Form D filings

i3 Verticals, LLC, a financial services company in Nashville, TN, filed 6 Form D notices with the SEC between 2014 and 2017. The latest, on November 16, 2017, reports $200,000 sold of a $200,000 offering to 1 investor.

Find out what i3 Verticals, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in Tennessee](https://specstream.ai/data/form-d/state/tennessee): 543 rows, by operating companies, filed since November 1, 2024, $27.15, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/tennessee
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

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## Company details from the filing

- Address: 40 BURTON HILLS BOULEVARD, SUITE 415, Nashville, TN, 37215
- Phone: (615) 465-4499
- Industry: Other Banking and Financial Services
- Entity type: Limited Liability Company
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1599436

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Nov 16, 2017 | New notice | $200,000 | $200,000 | $0 | 1 | Oct 31, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1599436/000159943617000003/0001599436-17-000003-index.htm) |
| Aug 14, 2017 | New notice | $14,000,000 | $14,000,000 | $0 | 12 | Aug 1, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1599436/000159943617000002/0001599436-17-000002-index.htm) |
| Jul 14, 2016 | New notice | $10,000,000 | $10,000,000 | $0 | 11 | Jun 30, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1599436/000159943616000006/0001599436-16-000006-index.htm) |
| Aug 25, 2015 | New notice | $300,000 | $300,000 | $0 | 1 | Aug 11, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1599436/000159943615000005/0001599436-15-000005-index.htm) |
| Feb 6, 2015 | Amendment | $100,000,000 | $17,608,000 | $82,392,000 | 61 | Feb 3, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1599436/000159943615000002/0001599436-15-000002-index.htm) |
| Feb 14, 2014 | New notice | $100,000,000 | $16,608,000 | $83,392,000 | 51 | Feb 3, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1599436/000159943614000001/0001599436-14-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| John C. Harrison | Director |  |
| Gregory S. Daily | Executive Officer, Director |  |
| David M. Wilds | Director |  |
| R. Burton Harvey | Director |  |
| Timothy S. McKenna | Director |  |
| Rick M. Stanford | Executive Officer |  |
| Clay M. Whitson | Executive Officer, Director |  |

## Other financial services companies in Tennessee that filed recently

- [AF HoldCo, LLC](https://specstream.ai/data/form-d/company/af-holdco-llc-1677150) $71.3 million · Sep 25, 2026

[Every Form D from the week of Nov 13, 2017](https://specstream.ai/data/form-d/week/2017-11-13) · [All recent filings in Tennessee](https://specstream.ai/data/form-d/state/tennessee) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what i3 Verticals, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).