# Highline Wealth Management, LLC: Form D filings

Highline Wealth Management, LLC, an investing company in Rockville, MD, filed 2 Form D notices with the SEC between 2011 and 2014. The latest, on October 15, 2014, reports $450,000 sold of a $450,000 offering to 3 investors.

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## The full lists

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- [Form D filings in Investing](https://specstream.ai/data/form-d/industry/investing): 1,820 rows, by operating companies, filed since November 1, 2024, $91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/investing

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## Company details from the filing

- Address: 1 Preserve Parkway, Sixth Floor, Rockville, MD, 20852
- Phone: (301) 564-9500
- Industry: Investing
- Entity type: Limited Liability Company
- Incorporated in: Maryland
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(c)
- SEC identifier (CIK): 1532194

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Oct 15, 2014 | New notice | $450,000 | $450,000 | $0 | 3 | Oct 3, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1532194/000153219414000001/0001532194-14-000001-index.htm) |
| Oct 11, 2011 | New notice | $3,050,000 | $3,050,000 | $0 | 7 | Sep 27, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1532194/000153219411000001/0001532194-11-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| William J. B. Schwartz | Executive Officer, Director, Promoter |  |
| Neal J. B. Simon | Executive Officer, Director, Promoter |  |

## Other investing companies in Maryland that filed recently

- [Griot Capital Group, LLC](https://specstream.ai/data/form-d/company/griot-capital-group-llc-1972903) $3.5 million · Aug 17, 2026

[Every Form D from the week of Oct 13, 2014](https://specstream.ai/data/form-d/week/2014-10-13) · [All recent filings in Maryland](https://specstream.ai/data/form-d/state/maryland) · [All recent Investing filings](https://specstream.ai/data/form-d/industry/investing)

Read from SEC EDGAR. Amount sold is what Highline Wealth Management, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).