# Helocyte, Inc.: Form D filings

Helocyte, Inc., a biotechnology company in New York, NY, filed 3 Form D notices with the SEC in 2016. The latest, on November 4, 2016, reports $4 million sold of a $5 million offering to 61 investors.

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## The full lists

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- [Form D filings in New York](https://specstream.ai/data/form-d/state/new-york): 4,357 rows, by operating companies, filed since November 1, 2024, $123.57, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/new-york
- [Form D filings in Biotechnology](https://specstream.ai/data/form-d/industry/biotechnology): 1,568 rows, by operating companies, filed since November 1, 2024, $78.40, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/biotechnology

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## Company details from the filing

- Address: 2 GANSEVOORT STREET, 9TH FLOOR, New York, NY, 10014
- Phone: (212) 554-4520
- Industry: Biotechnology
- Entity type: Corporation
- Incorporated in: Delaware
- Year incorporated: 2015
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1679808

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Nov 4, 2016 | Amendment | $5,000,000 | $3,998,000 | $1,002,000 | 61 | Oct 31, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1679808/000167980816000003/0001679808-16-000003-index.htm) |
| Oct 14, 2016 | Amendment | $5,000,000 | $3,018,000 | $1,982,000 | 34 | Sep 30, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1679808/000167980816000002/0001679808-16-000002-index.htm) |
| Jul 15, 2016 | New notice | $5,000,000 | $1,000,000 | $4,000,000 | 11 | Jun 30, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1679808/000167980816000001/0001679808-16-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Kenneth W. Cappell | Director |  |
| Elizabeth Clark Moore | Executive Officer |  |
| David J. Horin | Executive Officer |  |
| Lindsay A. Rosenwald | Director |  |
| Michael S. Weiss | Director |  |
| Frank Taffy | Executive Officer, Director |  |

## Other biotechnology companies in New York that filed recently

- [Swep Bio, Inc.](https://specstream.ai/data/form-d/company/swep-bio-inc-2159106) $2.5 million · Oct 29, 2026
- [Hypercell Technologies Inc.](https://specstream.ai/data/form-d/company/hypercell-technologies-inc-1882357) $3 million · Oct 14, 2026
- [CAD Therapeutics, Inc.](https://specstream.ai/data/form-d/company/cad-therapeutics-inc-2157566) $4 million · Oct 2, 2026
- [Vicora, Inc.](https://specstream.ai/data/form-d/company/vicora-inc-2091847) $2.3 million · Sep 18, 2026
- [GevRx Nutraceuticals, Inc.](https://specstream.ai/data/form-d/company/gevrx-nutraceuticals-inc-2156105) $300,000 · Sep 18, 2026
- [Episteme Prognostics, Inc.](https://specstream.ai/data/form-d/company/episteme-prognostics-inc-1902402) $5.1 million · Sep 4, 2026

[Every Form D from the week of Oct 31, 2016](https://specstream.ai/data/form-d/week/2016-10-31) · [All recent filings in New York](https://specstream.ai/data/form-d/state/new-york) · [All recent Biotechnology filings](https://specstream.ai/data/form-d/industry/biotechnology)

Read from SEC EDGAR. Amount sold is what Helocyte, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).