# Foothill Securities, Inc: Form D filings

Foothill Securities, Inc, a financial services company in Mountain View, CA, filed 2 Form D notices with the SEC between 2010 and 2012. The latest, on February 3, 2012, reports $474,568 sold of an offering with no set size to 99 investors.

Find out what Foothill Securities, Inc does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 150 E Dana Street, Mountain View, CA, 94041
- Phone: (650) 941-1962
- Industry: Other Banking and Financial Services
- Entity type: Corporation
- Incorporated in: California
- Revenue range: $25,000,001 - $100,000,000
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1440120

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Feb 3, 2012 | Amendment | Indefinite | $474,568 | Indefinite | 99 | Mar 31, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1440120/000144012012000001/0001440120-12-000001-index.htm) |
| Dec 23, 2010 | Amendment | Indefinite | $346,567 | Indefinite | 91 | Mar 31, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1440120/000144012010000003/0001440120-10-000003-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Kathryn G Spelman | Director |  |
| Carl G Reinhardt | Director |  |
| Stephen Chipman | Executive Officer, Director |  |
| Greg G Aynesworth | Director |  |
| Richard S Warga | Director |  |
| Jean Gannett | Director |  |
| John C Burroughs | Director |  |
| Martin C Shapiro | Director |  |
| Michael G Melby | Director |  |

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- [PFD MANAGEMENT FUND 1005, LLC](https://specstream.ai/data/form-d/company/pfd-management-fund-1005-llc-1911408) $20.3 million · Aug 17, 2026
- [PFD MANAGEMENT FUND 1004, LLC](https://specstream.ai/data/form-d/company/pfd-management-fund-1004-llc-1865394) $20.9 million · Aug 14, 2026

[Every Form D from the week of Jan 30, 2012](https://specstream.ai/data/form-d/week/2012-01-30) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Foothill Securities, Inc reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).