# Focus Financial Partners LLC: Form D filings

Focus Financial Partners LLC, a financial services company in New York, NY, filed 4 Form D notices with the SEC between 2009 and 2011. The latest, on January 28, 2011, reports $1.2 million sold of a $1.2 million offering to 1 investor.

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## The full lists

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- [Form D filings in New York](https://specstream.ai/data/form-d/state/new-york): 4,357 rows, by operating companies, filed since November 1, 2024, $123.57, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/new-york
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

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## Company details from the filing

- Address: 909 3RD AVENUE, 12TH FLOOR, New York, NY, 10022
- Phone: (646) 576-6581
- Industry: Other Banking and Financial Services
- Entity type: Limited Liability Company
- Incorporated in: Delaware
- Revenue range: Over $100,000,000
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1351675

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jan 28, 2011 | New notice | $1,247,400 | $1,247,400 | $0 | 1 | Dec 31, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351675/000135167511000003/0001351675-11-000003-index.htm) |
| Jan 7, 2010 | New notice | $2,804,412 | $2,804,412 | $0 | 4 | Dec 2, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351675/000135167510000001/0001351675-10-000001-index.htm) |
| Nov 20, 2009 | New notice | $50,000,000 | $50,000,000 | $0 | 14 | Nov 6, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351675/000135167509000004/0001351675-09-000004-index.htm) |
| Nov 18, 2009 | New notice | $4,490,997 | $4,490,997 | $0 | 1 | Nov 2, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1351675/000135167509000003/0001351675-09-000003-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Rajini Kodialam | Executive Officer |  |
| Ruediger Adolf | Executive Officer, Director |  |
| Kevin Mohan | Director |  |
| James Shanahan | Executive Officer |  |
| Christopher Dean | Director |  |
| William Campbell | Director |  |
| Alan Spoon | Director |  |
| Bettina Eckerle | Executive Officer |  |

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- [1006 Brandon, LLC](https://specstream.ai/data/form-d/company/1006-brandon-llc-2159939) $899,000 · Oct 14, 2026
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- [SpectrAxe Holdings, Inc.](https://specstream.ai/data/form-d/company/spectraxe-holdings-inc-2152466) $1.2 million · Oct 9, 2026
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[Every Form D from the week of Jan 24, 2011](https://specstream.ai/data/form-d/week/2011-01-24) · [All recent filings in New York](https://specstream.ai/data/form-d/state/new-york) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Focus Financial Partners LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).