# Factor Advisors, LLC: Form D filings

Factor Advisors, LLC, a financial services company in New York, NY, filed 2 Form D notices with the SEC between 2010 and 2011. The latest, on October 12, 2011, reports an offering of $10 million with nothing sold yet.

Find out what Factor Advisors, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

- [Watch for new raises](https://specstream.ai/workspace/ask?q=Tell%20me%20when%20Factor%20Advisors%2C%20LLC%20files%20a%20new%20Form%20D%20or%20reports%20more%20money%20sold%2C%20with%20the%20filing&src=data-formd&kind=alert&entity=Factor%20Advisors%2C%20LLC&page=%2Fdata%2Fform-d%2Fcompany%2Ffactor-advisors-llc-1480384)
- [Get founders and investors](https://specstream.ai/workspace/ask?q=For%20Factor%20Advisors%2C%20LLC%2C%20find%20what%20the%20company%20does%2C%20its%20website%2C%20the%20founders%20and%20executives%20with%20their%20LinkedIn%20and%20work%20email%2C%20its%20investors%20and%20every%20funding%20round%20with%20the%20amounts%2C%20its%20headcount%20and%20any%20reported%20valuation&src=data-formd&kind=record&entity=Factor%20Advisors%2C%20LLC&page=%2Fdata%2Fform-d%2Fcompany%2Ffactor-advisors-llc-1480384)

## The full lists

This record is a row of these lists. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email.

- [Form D filings in New York](https://specstream.ai/data/form-d/state/new-york): 4,357 rows, by operating companies, filed since November 1, 2024, $123.57, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/new-york
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 1 Penn Plaza, 36th Floor, New York, NY, 10119
- Phone: (212) 786-7482
- Industry: Other Banking and Financial Services
- Entity type: Limited Liability Company
- Incorporated in: Delaware
- Year incorporated: 2009
- Revenue range: $1 - $1,000,000
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1480384

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Oct 12, 2011 | New notice | $10,000,887 | $0 | $10,000,887 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1480384/000114036111049204/0001140361-11-049204-index.htm) |
| Jul 28, 2010 | New notice | $5,004,777 | $0 | $5,004,777 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1480384/000148038410000002/0001480384-10-000002-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Stuart Rosenthal | Executive Officer, Director |  |
| Karlheinz Muhr | Executive Officer, Director |  |

## Other financial services companies in New York that filed recently

- [BP Commercial Funding Trust II, Series SPL-XI](https://specstream.ai/data/form-d/company/bp-commercial-funding-trust-ii-series-spl-xi-1999377) $59.3 million · Nov 6, 2026
- [NEXROC SVCV, Inc.](https://specstream.ai/data/form-d/company/nexroc-svcv-inc-2113098) offering · Nov 2, 2026
- [Supervest Investments, LLC, Series D](https://specstream.ai/data/form-d/company/supervest-investments-llc-series-d-2057882) $28.3 million · Nov 2, 2026
- [Supervest Investments, LLC, Series A](https://specstream.ai/data/form-d/company/supervest-investments-llc-series-a-1867717) $13.3 million · Nov 2, 2026
- [Brix Investment Holdings, LLC](https://specstream.ai/data/form-d/company/brix-investment-holdings-llc-2159998) $1 million · Nov 2, 2026
- [Nant Global Finance Inc.](https://specstream.ai/data/form-d/company/nant-global-finance-inc-2112577) $2.3 million · Oct 21, 2026
- [Auset MCA Fund 1](https://specstream.ai/data/form-d/company/auset-mca-fund-1-2153294) $1.2 million · Oct 19, 2026
- [BP Commercial Funding Trust III, Series SPL-VI](https://specstream.ai/data/form-d/company/bp-commercial-funding-trust-iii-series-spl-vi-2035851) $860.5 million · Oct 16, 2026
- [Supervest Investments, LLC, Series C](https://specstream.ai/data/form-d/company/supervest-investments-llc-series-c-2158609) $185,000 · Oct 15, 2026
- [Supervest Investments, LLC, Series B](https://specstream.ai/data/form-d/company/supervest-investments-llc-series-b-2057883) $7.4 million · Oct 15, 2026
- [1006 Brandon, LLC](https://specstream.ai/data/form-d/company/1006-brandon-llc-2159939) $899,000 · Oct 14, 2026
- [1414 Hampton, LLC](https://specstream.ai/data/form-d/company/1414-hampton-llc-2159898) $899,000 · Oct 14, 2026
- [1811 Hampton LLC](https://specstream.ai/data/form-d/company/1811-hampton-llc-2159895) $1.1 million · Oct 14, 2026
- [SpectrAxe Holdings, Inc.](https://specstream.ai/data/form-d/company/spectraxe-holdings-inc-2152466) $1.2 million · Oct 9, 2026
- [BP Commercial Funding Trust II, Series SPL-XIV](https://specstream.ai/data/form-d/company/bp-commercial-funding-trust-ii-series-spl-xiv-1988492) $239.5 million · Oct 9, 2026

[Every Form D from the week of Oct 10, 2011](https://specstream.ai/data/form-d/week/2011-10-10) · [All recent filings in New York](https://specstream.ai/data/form-d/state/new-york) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Factor Advisors, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).