# DUNCAN WILLIAMS INC: Form D filings

DUNCAN WILLIAMS INC, a financial services company in Memphis, TN, filed 7 Form D notices with the SEC between 2009 and 2016. The latest, on April 14, 2016, reports $44,345 sold of a $3.5 million offering to 2 investors.

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## The full lists

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- [Form D filings in Tennessee](https://specstream.ai/data/form-d/state/tennessee): 543 rows, by operating companies, filed since November 1, 2024, $27.15, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/tennessee
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

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## Company details from the filing

- Address: 6750 POPLAR AVE, SUITE 300, Memphis, TN, 38138
- Phone: (901) 260-6975
- Industry: Other Banking and Financial Services
- Entity type: Corporation
- Incorporated in: Tennessee
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1431016

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Apr 14, 2016 | New notice | $3,547,600 | $44,345 | $3,503,255 | 2 | Apr 1, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1431016/000143101616000001/0001431016-16-000001-index.htm) |
| Mar 18, 2014 | New notice | $3,000,000 | $0 | $3,000,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1431016/000143101614000001/0001431016-14-000001-index.htm) |
| Mar 22, 2013 | New notice | $3,989,000 | $0 | $3,989,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1431016/000143101613000001/0001431016-13-000001-index.htm) |
| Mar 8, 2012 | New notice | $3,900,000 | $0 | $3,900,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1431016/000143101612000002/0001431016-12-000002-index.htm) |
| Mar 2, 2011 | New notice | $3,900,000 | $0 | $3,900,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1431016/000143101611000002/0001431016-11-000002-index.htm) |
| Mar 25, 2010 | New notice | $3,711,000 | $0 | $3,711,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1431016/000143101610000001/0001431016-10-000001-index.htm) |
| Mar 16, 2009 | New notice | $4,800,000 | $0 | $4,800,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1431016/000143101609000002/0001431016-09-000002-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Jim B. Pauline | Executive Officer |  |
| John B. Schlifer | Executive Officer |  |
| Jim B. Cherry | Executive Officer |  |
| Donald B. Clanton | Executive Officer |  |
| Donald A. Malmo | Executive Officer, Director |  |
| Carolyn F. Williams | Director |  |
| Frank B. Reid | Executive Officer |  |
| Duncan F. Williams | Executive Officer, Director |  |

## Other financial services companies in Tennessee that filed recently

- [AF HoldCo, LLC](https://specstream.ai/data/form-d/company/af-holdco-llc-1677150) $71.3 million · Sep 25, 2026

[Every Form D from the week of Apr 11, 2016](https://specstream.ai/data/form-d/week/2016-04-11) · [All recent filings in Tennessee](https://specstream.ai/data/form-d/state/tennessee) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what DUNCAN WILLIAMS INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).