# CU Bancorp: Form D filing

CU Bancorp, a financial services company in Encino, CA, filed a Form D with the SEC in 2012. The latest, on May 16, 2012, reports $1,025 sold of a $1,025 offering to 1 investor.

Find out what CU Bancorp does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 15821 Ventura Boulevard, Suite 100, Encino, CA, 91436
- Phone: (818) 257-7776
- Industry: Other Banking and Financial Services
- Entity type: Corporation
- Incorporated in: California
- Year incorporated: 2011
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1543643

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| May 16, 2012 | New notice | $1,025 | $1,025 | $0 | 1 | Apr 13, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1543643/000118143112030148/0001181431-12-030148-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Anita Y Wolman | Executive Officer |  |
| Karen A Schoenbaum | Executive Officer |  |
| Stephen G Carpenter | Executive Officer, Director |  |
| David I Rainer | Executive Officer, Director |  |
| Ronald W Jones | Director |  |
| Lester M Sussman | Director |  |
| Robert C Bills | Director |  |
| Charles H Sweetman | Director |  |
| Anne A Williams | Executive Officer, Director |  |
| Daniel F Selleck | Director |  |
| Roy A Salter | Director |  |
| Kenneth L Bernstein | Director |  |
| Roberto E Barragan | Director |  |

## Other financial services companies in California that filed recently

- [Water & Power Community Credit Union](https://specstream.ai/data/form-d/company/water-power-community-credit-union-2003725) $8 million · Oct 27, 2026
- [Hourglass Finance LLC](https://specstream.ai/data/form-d/company/hourglass-finance-llc-2160624) $3 million · Oct 21, 2026
- [TORYQAN Global, Inc](https://specstream.ai/data/form-d/company/toryqan-global-inc-2092812) $100,000 · Oct 19, 2026
- [PFDPRO MANAGEMENT FUND, LLC](https://specstream.ai/data/form-d/company/pfdpro-management-fund-llc-1978910) $28.4 million · Oct 9, 2026
- [Remnant Financial Foundation, Inc.](https://specstream.ai/data/form-d/company/remnant-financial-foundation-inc-2158762) $2 million · Oct 7, 2026
- [PFD Management Fund 1002, LLC](https://specstream.ai/data/form-d/company/pfd-management-fund-1002-llc-1762723) $4.7 million · Oct 7, 2026

[Every Form D from the week of May 14, 2012](https://specstream.ai/data/form-d/week/2012-05-14) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what CU Bancorp reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).