# Compliance Science, Inc.: Form D filings

Compliance Science, Inc., a technology company in New York, NY, filed 3 Form D notices with the SEC between 2014 and 2017. The latest, on November 17, 2017, reports $8.2 million sold of a $8.2 million offering to 2 investors.

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## The full lists

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- [Form D filings in New York](https://specstream.ai/data/form-d/state/new-york): 4,357 rows, by operating companies, filed since November 1, 2024, $123.57, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/new-york
- [Form D filings in Other Technology](https://specstream.ai/data/form-d/industry/other-technology): 8,166 rows, by operating companies, filed since November 1, 2024, $161.66, or the new rows each week for $19.25 a month. Buy: https://specstream.ai/data/form-d/industry/other-technology

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## Company details from the filing

- Address: 875 AVENUE OF THE AMERICAS, 12TH FLOOR, New York, NY, 10001
- Phone: (212) 327-1533
- Industry: Other Technology
- Entity type: Corporation
- Incorporated in: Delaware
- Year incorporated: 2013
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1597136

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Nov 17, 2017 | New notice | $8,222,502 | $8,222,502 | $0 | 2 | Oct 18, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1597136/000159713617000002/0001597136-17-000002-index.htm) |
| Jul 12, 2016 | New notice | $2,999,992 | $2,999,992 | $0 | 1 | May 19, 2016 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1597136/000159713616000001/0001597136-16-000001-index.htm) |
| Jan 15, 2014 | New notice | $8,249,983 | $8,249,983 | $0 | 1 | Jan 2, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1597136/000159713614000001/0001597136-14-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Mitchel Kraskin | Director |  |
| Christopher Sugden | Director |  |
| Jean-Marc Levy | Executive Officer, Director |  |
| Ronald Gould | Director |  |
| Glenn Stevens | Director |  |
| David Eisner | Executive Officer, Director |  |
| Michael D'Angelo | Director |  |
| Robert Mattes | Executive Officer |  |

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[Every Form D from the week of Nov 13, 2017](https://specstream.ai/data/form-d/week/2017-11-13) · [All recent filings in New York](https://specstream.ai/data/form-d/state/new-york) · [All recent Other Technology filings](https://specstream.ai/data/form-d/industry/other-technology)

Read from SEC EDGAR. Amount sold is what Compliance Science, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).