# CMS Global Securities, Inc.: Form D filings

CMS Global Securities, Inc., an investment banking company in New York, NY, filed 3 Form D notices with the SEC between 2011 and 2012. The latest, on July 13, 2012, reports $30,000 sold of a $5 million offering to 1 investor.

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## The full lists

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- [Form D filings in New York](https://specstream.ai/data/form-d/state/new-york): 4,357 rows, by operating companies, filed since November 1, 2024, $123.57, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/new-york
- [Form D filings in Investment Banking](https://specstream.ai/data/form-d/industry/investment-banking): 94 rows, by operating companies, filed since November 1, 2024, $5, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/investment-banking

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## Company details from the filing

- Address: 120 WALL STREET, 16TH FLOOR, New York, NY, 10005
- Phone: (212) 495-3210
- Industry: Investment Banking
- Entity type: Corporation
- Incorporated in: Nevada
- Year incorporated: 2011
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1535608

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jul 13, 2012 | New notice | $5,000,000 | $30,000 | $4,970,000 | 1 | Jun 29, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1535608/000101376212001439/0001013762-12-001439-index.htm) |
| Feb 10, 2012 | Amendment | $5,000,000 | $134,920 | $4,865,080 | 4 | Sep 30, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1535608/000101376212000272/0001013762-12-000272-index.htm) |
| Nov 29, 2011 | New notice | $5,000,000 | $125,000 | $4,875,000 | 3 | Sep 30, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1535608/000101376211003212/0001013762-11-003212-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Paul E Taboada | Executive Officer, Director |  |

## Other investment banking companies in New York that filed recently

- [GS Finance Corp.](https://specstream.ai/data/form-d/company/gs-finance-corp-1419828) $323,000 · Nov 4, 2026

[Every Form D from the week of Jul 9, 2012](https://specstream.ai/data/form-d/week/2012-07-09) · [All recent filings in New York](https://specstream.ai/data/form-d/state/new-york) · [All recent Investment Banking filings](https://specstream.ai/data/form-d/industry/investment-banking)

Read from SEC EDGAR. Amount sold is what CMS Global Securities, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).