# CIRCLE BANCORP: Form D filings

CIRCLE BANCORP, a financial services company in Novato, CA, filed 3 Form D notices with the SEC between 2009 and 2010. The latest, on November 30, 2010, reports an offering of no set size with nothing sold yet.

Find out what CIRCLE BANCORP does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

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## Company details from the filing

- Address: 1400A GRANT AVENUE, Novato, CA, 94945
- Phone: (415) 898-5400
- Industry: Other Banking and Financial Services
- Entity type: Corporation
- Incorporated in: California
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1475848

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Nov 30, 2010 | New notice | Indefinite | $0 | Indefinite | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1475848/000101905610001337/0001019056-10-001337-index.htm) |
| Dec 23, 2009 | New notice | $1,000 | $0 | $1,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1475848/000147584809000002/0001475848-09-000002-index.htm) |
| Nov 12, 2009 | New notice | $10,000,000 | $0 | $10,000,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1475848/000147584809000001/0001475848-09-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Steven R. Ghirardo | Director |  |
| Arthur R. Chatham | Director |  |
| Kit M. Cole | Executive Officer, Director |  |
| Michael M. Moulton | Executive Officer |  |
| Steven R. Leonard | Director |  |
| Kimberly M. Kaselionis | Executive Officer, Director |  |
| Frank R. Doodha | Director |  |

## Other financial services companies in California that filed recently

- [Water & Power Community Credit Union](https://specstream.ai/data/form-d/company/water-power-community-credit-union-2003725) $8 million · Oct 27, 2026
- [Hourglass Finance LLC](https://specstream.ai/data/form-d/company/hourglass-finance-llc-2160624) $3 million · Oct 21, 2026
- [TORYQAN Global, Inc](https://specstream.ai/data/form-d/company/toryqan-global-inc-2092812) $100,000 · Oct 19, 2026
- [PFDPRO MANAGEMENT FUND, LLC](https://specstream.ai/data/form-d/company/pfdpro-management-fund-llc-1978910) $28.4 million · Oct 9, 2026
- [Remnant Financial Foundation, Inc.](https://specstream.ai/data/form-d/company/remnant-financial-foundation-inc-2158762) $2 million · Oct 7, 2026
- [PFD Management Fund 1002, LLC](https://specstream.ai/data/form-d/company/pfd-management-fund-1002-llc-1762723) $4.7 million · Oct 7, 2026

[Every Form D from the week of Nov 29, 2010](https://specstream.ai/data/form-d/week/2010-11-29) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what CIRCLE BANCORP reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).