# CBOA FINANCIAL, INC.: Form D filings

CBOA FINANCIAL, INC., a commercial banking company in Tucson, AZ, filed 4 Form D notices with the SEC between 2013 and 2017. The latest, on May 19, 2017, reports $4.8 million sold of a $9.5 million offering to 76 investors.

Find out what CBOA FINANCIAL, INC. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in Arizona](https://specstream.ai/data/form-d/state/arizona): 953 rows, by operating companies, filed since November 1, 2024, $47.65, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/arizona
- [Form D filings in Commercial Banking](https://specstream.ai/data/form-d/industry/commercial-banking): 315 rows, by operating companies, filed since November 1, 2024, $15.75, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/commercial-banking

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## Company details from the filing

- Address: 3805 East Broadway Boulevard, Tucson, AZ, 85716
- Phone: (520) 325-5200
- Industry: Commercial Banking
- Entity type: Corporation
- Incorporated in: Arizona
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1584412

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| May 19, 2017 | New notice | $9,450,000 | $4,830,000 | $4,620,000 | 76 | May 8, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1584412/000114036117021564/0001140361-17-021564-index.htm) |
| Jul 9, 2015 | New notice | $6,000,000 | $2,586,500 | $3,413,500 | 44 | Jun 30, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1584412/000114036115027194/0001140361-15-027194-index.htm) |
| Jun 18, 2014 | New notice | Indefinite | $438,000 | Indefinite | 11 | Jun 13, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1584412/000114036114026036/0001140361-14-026036-index.htm) |
| Aug 23, 2013 | New notice | $12,000,026 | $11,385,734 | $614,292 | 77 | Aug 13, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1584412/000158441213000001/0001584412-13-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| James Pierce Frein | Director |  |
| John Pierce Lewis | Executive Officer, Director |  |
| W. Sean Lawley | Director |  |
| Kim Sean Soule | Director |  |
| Michael Pierce Hammond | Director |  |
| Ken Sean Flower | Director |  |
| Robert Sean Decker | Director |  |
| William Pierce Assenmacher | Director |  |
| Steve Sean Pickering | Director |  |

## Other commercial banking companies in Arizona that filed recently

- [ServBanc Holdco, Inc.](https://specstream.ai/data/form-d/company/servbanc-holdco-inc-2146803) $90 million · Aug 26, 2026

[Every Form D from the week of May 15, 2017](https://specstream.ai/data/form-d/week/2017-05-15) · [All recent filings in Arizona](https://specstream.ai/data/form-d/state/arizona) · [All recent Commercial Banking filings](https://specstream.ai/data/form-d/industry/commercial-banking)

Read from SEC EDGAR. Amount sold is what CBOA FINANCIAL, INC. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).