# CAPRICOR INC: Form D filings

CAPRICOR INC, a biotechnology company in Los Angeles, CA, filed 6 Form D notices with the SEC between 2010 and 2012. The latest, on April 13, 2012, reports $6 million sold of a $15 million offering to 4 investors.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Biotechnology](https://specstream.ai/data/form-d/industry/biotechnology): 1,568 rows, by operating companies, filed since November 1, 2024, $78.40, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/biotechnology

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## Company details from the filing

- Address: 8700 BEVERLY BOULEVARD, DAVIS 1099, Los Angeles, CA, 90048
- Phone: (310) 423-2106
- Industry: Biotechnology
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: No Revenues
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1374952

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Apr 13, 2012 | Amendment | $15,000,000 | $6,000,000 | $9,000,000 | 4 | Jan 13, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1374952/000137495212000002/0001374952-12-000002-index.htm) |
| Jan 30, 2012 | New notice | $15,000,000 | $4,500,000 | $10,500,000 | 3 | Jan 13, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1374952/000137495212000001/0001374952-12-000001-index.htm) |
| Jul 28, 2010 | Amendment | $5,000,000 | $2,800,000 | $2,200,000 | 7 | Dec 31, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1374952/000137495210000007/0001374952-10-000007-index.htm) |
| Jun 15, 2010 | Amendment | $5,000,000 | $1,800,000 | $3,200,000 | 6 | Dec 31, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1374952/000137495210000006/0001374952-10-000006-index.htm) |
| Jan 6, 2010 | Amendment | $5,000,000 | $800,000 | $4,200,000 | 5 | Dec 31, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1374952/000137495210000005/0001374952-10-000005-index.htm) |
| Jan 6, 2010 | New notice | $5,000,000 | $800,000 | $4,200,000 | 5 | Jan 31, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1374952/000137495210000004/0001374952-10-000004-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Linda S. Marban | Executive Officer, Director |  |
| Louis V. Manzo | Director |  |
| Earl M. Collier, Jr. | Director |  |
| Louis V. Grasmick | Director |  |

## Other biotechnology companies in California that filed recently

- [CARI Health, Inc.](https://specstream.ai/data/form-d/company/cari-health-inc-1930994) $280,000 · Nov 6, 2026
- [Ausel, Inc.](https://specstream.ai/data/form-d/company/ausel-inc-2124022) $120,000 · Nov 4, 2026
- [Trellis Bioscience, Inc.](https://specstream.ai/data/form-d/company/trellis-bioscience-inc-1162015) $9.1 million · Oct 29, 2026
- [BigHat Biosciences, Inc.](https://specstream.ai/data/form-d/company/bighat-biosciences-inc-1797256) $75.1 million · Oct 26, 2026
- [Theravie Pharma, Inc.](https://specstream.ai/data/form-d/company/theravie-pharma-inc-2160768) $750,000 · Oct 19, 2026
- [Adela, Inc.](https://specstream.ai/data/form-d/company/adela-inc-1852167) $12 million · Oct 19, 2026
- [Estuary Biotherapeutics, Inc.](https://specstream.ai/data/form-d/company/estuary-biotherapeutics-inc-2138862) $40.7 million · Oct 16, 2026
- [Renue Life Sciences, Inc.](https://specstream.ai/data/form-d/company/renue-life-sciences-inc-2158207) $250,000 · Oct 14, 2026
- [Tempest Therapeutics, Inc.](https://specstream.ai/data/form-d/company/tempest-therapeutics-inc-1544227) $7.5 million · Oct 14, 2026
- [Lionheart Health, Inc.](https://specstream.ai/data/form-d/company/lionheart-health-inc-2156758) $387,500 · Oct 7, 2026
- [Rakuten Medical, Inc.](https://specstream.ai/data/form-d/company/rakuten-medical-inc-1595215) $9 million · Oct 6, 2026
- [Zonaliz, Inc.](https://specstream.ai/data/form-d/company/zonaliz-inc-2157556) $2.5 million · Oct 5, 2026
- [Altay Therapeutics, Inc.](https://specstream.ai/data/form-d/company/altay-therapeutics-inc-2157551) $15.7 million · Oct 2, 2026
- [Sialia Therapeutics, Inc.](https://specstream.ai/data/form-d/company/sialia-therapeutics-inc-2156754) $1.5 million · Sep 29, 2026
- [Vetmab Biosciences, Inc.](https://specstream.ai/data/form-d/company/vetmab-biosciences-inc-1932050) $11.4 million · Sep 29, 2026

[Every Form D from the week of Apr 9, 2012](https://specstream.ai/data/form-d/week/2012-04-09) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Biotechnology filings](https://specstream.ai/data/form-d/industry/biotechnology)

Read from SEC EDGAR. Amount sold is what CAPRICOR INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).