# Capital Markets LLC: Form D filings

Capital Markets LLC, an investing company in Valparaiso, IN, filed 8 Form D notices with the SEC in 2017. The latest, on September 11, 2017, reports $2.2 million sold of a $7 million offering to 1 investor.

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## The full lists

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- [Form D filings in Investing](https://specstream.ai/data/form-d/industry/investing): 1,820 rows, by operating companies, filed since November 1, 2024, $91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/investing

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## Company details from the filing

- Address: 420 SHOREWOOD CT, Valparaiso, IN, 46385
- Phone: (219) 741-3104
- Industry: Investing
- Entity type: Limited Liability Company
- Incorporated in: Indiana
- Year incorporated: 2016
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b), Investment Company Act section 3(c), section 3(c)(1), section 3(c)(7)
- SEC identifier (CIK): 1706341

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Sep 11, 2017 | Amendment | $7,000,000 | $2,199,300 | $4,800,700 | 1 | May 2, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1706341/000170634117000008/0001706341-17-000008-index.htm) |
| Aug 31, 2017 | Amendment | $7,000,000 | $1,419,300 | $5,580,700 | 1 | May 2, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1706341/000170634117000007/0001706341-17-000007-index.htm) |
| Aug 24, 2017 | Amendment | $7,000,000 | $1,159,300 | $5,840,700 | 1 | May 2, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1706341/000170634117000006/0001706341-17-000006-index.htm) |
| Jul 28, 2017 | Amendment | $7,000,000 | $918,400 | $6,081,600 | 1 | May 2, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1706341/000149315217008225/0001493152-17-008225-index.htm) |
| Jul 20, 2017 | Amendment | $7,000,000 | $658,400 | $6,341,600 | 1 | May 2, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1706341/000149315217007987/0001493152-17-007987-index.htm) |
| Jun 29, 2017 | Amendment | $7,000,000 | $494,000 | $6,506,000 | 1 | May 2, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1706341/000149315217007343/0001493152-17-007343-index.htm) |
| Jun 20, 2017 | Amendment | $7,000,000 | $125,000 | $6,875,000 | 1 | May 2, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1706341/000149315217006877/0001493152-17-006877-index.htm) |
| May 12, 2017 | New notice | $7,000,000 | $25,000 | $6,975,000 | 1 | May 2, 2017 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1706341/000149315217005079/0001493152-17-005079-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Brad Louis Mistina | Executive Officer |  |

## Other investing companies in Indiana that filed recently

- [Forge Equity Partners, LLC](https://specstream.ai/data/form-d/company/forge-equity-partners-llc-1765874) $10.6 million · Oct 29, 2026
- [Traders Point Capital FX Fund I LP](https://specstream.ai/data/form-d/company/traders-point-capital-fx-fund-i-lp-2149322) $4.5 million · Oct 9, 2026

[Every Form D from the week of Sep 11, 2017](https://specstream.ai/data/form-d/week/2017-09-11) · [All recent filings in Indiana](https://specstream.ai/data/form-d/state/indiana) · [All recent Investing filings](https://specstream.ai/data/form-d/industry/investing)

Read from SEC EDGAR. Amount sold is what Capital Markets LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).