# BENJAMIN EDWARDS INC: Form D filings

BENJAMIN EDWARDS INC, an investing company in Clayton, MO, filed 8 Form D notices with the SEC between 2009 and 2015. The latest, on April 2, 2015, reports $36.3 million sold of a $36.3 million offering to 450 investors.

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## The full lists

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- [Form D filings in Investing](https://specstream.ai/data/form-d/industry/investing): 1,820 rows, by operating companies, filed since November 1, 2024, $91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/investing

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## Company details from the filing

- Address: ONE NORTH BRENTWOOD BOULEVARD, SUITE 850, Clayton, MO, 63105
- Phone: (314) 726-1600
- Industry: Investing
- Entity type: Corporation
- Incorporated in: Missouri
- Revenue range: $25,000,001 - $100,000,000
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1451623

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Apr 2, 2015 | Amendment | $36,284,416 | $36,284,416 | $0 | 450 | Jul 1, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1451623/000145162315000001/0001451623-15-000001-index.htm) |
| Mar 21, 2014 | Amendment | $35,000,000 | $26,595,584 | $8,404,416 | 345 | Jul 1, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1451623/000145162314000001/0001451623-14-000001-index.htm) |
| May 10, 2013 | Amendment | $25,000,000 | $19,908,078 | $5,091,922 | 225 | Jul 1, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1451623/000145162313000001/0001451623-13-000001-index.htm) |
| Jun 22, 2012 | Amendment | $20,000,000 | $7,932,128 | $12,067,872 | 45 | Jul 1, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1451623/000145162312000002/0001451623-12-000002-index.htm) |
| May 14, 2012 | Amendment | $20,000,000 | $7,048,128 | $12,951,872 | 40 | Jul 1, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1451623/000145162312000001/0001451623-12-000001-index.htm) |
| May 13, 2011 | New notice | $20,000,000 | $0 | $20,000,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1451623/000145162311000004/0001451623-11-000004-index.htm) |
| Apr 23, 2010 | New notice | $15,000,000 | $0 | $15,000,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1451623/000145162310000001/0001451623-10-000001-index.htm) |
| Jul 15, 2009 | New notice | $15,000,000 | $0 | $15,000,000 | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1451623/000145162309000002/0001451623-09-000002-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Pamela Edwards Bunn | Director |  |
| Thomas Hayden Martin Jr. | Executive Officer |  |
| Cynthia Lyn Bohme | Executive Officer |  |
| Wayne Edwards Grace | Director |  |
| Benjamin (Tad) Franklin Edwards IV | Executive Officer, Director |  |
| Edgar Allen Cole | Executive Officer |  |
| John Michael Medart | Director |  |
| Mark Hayden Keller | Director |  |

## Other investing companies in Missouri that filed recently

- [MEDIANA GLOBAL TRADING CO LLC](https://specstream.ai/data/form-d/company/mediana-global-trading-co-llc-2072304) offering · Sep 29, 2026

[Every Form D from the week of Mar 30, 2015](https://specstream.ai/data/form-d/week/2015-03-30) · [All recent filings in Missouri](https://specstream.ai/data/form-d/state/missouri) · [All recent Investing filings](https://specstream.ai/data/form-d/industry/investing)

Read from SEC EDGAR. Amount sold is what BENJAMIN EDWARDS INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).