# BasePoint Specialty Finance, LLC: Form D filing

BasePoint Specialty Finance, LLC, a financial services company in Greenwich, CT, filed a Form D with the SEC in 2012. The latest, on July 20, 2012, reports $84.9 million sold of an offering with no set size to 72 investors.

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## The full lists

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- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

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## Company details from the filing

- Address: 39 LEWIS STREET, 2ND FLOOR, Greenwich, CT, 06830
- Phone: (203) 618-0200
- Industry: Other Banking and Financial Services
- Entity type: Limited Liability Company
- Incorporated in: Delaware
- Year incorporated: 2011
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1551653

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jul 20, 2012 | New notice | Indefinite | $84,899,832 | Indefinite | 72 | Jul 5, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1551653/000155452612000001/0001554526-12-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| ANDREW NEUBERGER | Executive Officer |  |

## Other financial services companies in Connecticut that filed recently

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- [Capital Engine Inc.](https://specstream.ai/data/form-d/company/capital-engine-inc-1719602) offering · Sep 4, 2026

[Every Form D from the week of Jul 16, 2012](https://specstream.ai/data/form-d/week/2012-07-16) · [All recent filings in Connecticut](https://specstream.ai/data/form-d/state/connecticut) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what BasePoint Specialty Finance, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).
