# Avant, Inc.: Form D filings

Avant, Inc., a financial services company in Chicago, IL, filed 7 Form D notices with the SEC between 2012 and 2015. The latest, on November 3, 2015, reports $325 million sold of a $325 million offering to 46 investors.

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## The full lists

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- [Form D filings in Illinois](https://specstream.ai/data/form-d/state/illinois): 1,511 rows, by operating companies, filed since November 1, 2024, $75.55, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/illinois
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

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## Company details from the filing

- Address: 640 N. LASALLE DRIVE, STE 535, Chicago, IL, 60654
- Phone: (312) 448-8685
- Industry: Other Banking and Financial Services
- Entity type: Corporation
- Incorporated in: Delaware
- Year incorporated: 2012
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1564832

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Nov 3, 2015 | New notice | $325,000,000 | $325,000,000 | $0 | 46 | Oct 14, 2015 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1564832/000156483215000004/0001564832-15-000004-index.htm) |
| Dec 5, 2014 | New notice | $224,999,954 | $224,999,954 | $0 | 46 | Nov 7, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1564832/000156483214000004/0001564832-14-000004-index.htm) |
| Feb 10, 2014 | New notice | $75,000,005 | $75,000,005 | $0 | 13 | Jan 31, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1564832/000156483214000002/0001564832-14-000002-index.htm) |
| Aug 5, 2013 | New notice | $25,000,000 | $20,232,141 | $4,767,859 | 3 | Jul 26, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1564832/000156483213000003/0001564832-13-000003-index.htm) |
| May 6, 2013 | Amendment | $8,000,000 | $8,000,000 | $0 | 3 | Feb 1, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1564832/000156483213000002/0001564832-13-000002-index.htm) |
| Feb 12, 2013 | New notice | $7,500,000 | $5,500,000 | $2,000,000 | 1 | Feb 1, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1564832/000156483213000001/0001564832-13-000001-index.htm) |
| Dec 17, 2012 | New notice | $1,000,000 | $1,000,000 | $0 | 20 | Dec 4, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1564832/000156483212000001/0001564832-12-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Siddharth W. Mehta | Director |  |
| Adam W. Hughes | Executive Officer |  |
| Adam W. Jiwan | Director |  |
| Anna W. Fridman | Executive Officer |  |
| Steven W. Joung | Director |  |
| Yipeng W. Zhang | Executive Officer |  |
| James D. Robinson | Director |  |
| Ryan W. Mclennan | Executive Officer |  |
| John W. Sun | Executive Officer |  |
| John W. Johnston | Director |  |
| Eric W. Carlborg | Director |  |
| Suketu W. Shah | Executive Officer |  |
| Albert Goldstein | Executive Officer, Director |  |

## Other financial services companies in Illinois that filed recently

- [Bottleneck Specialty Finance LLC](https://specstream.ai/data/form-d/company/bottleneck-specialty-finance-llc-2162897) $6 million · Nov 3, 2026
- [Redstart Holdings Inc.](https://specstream.ai/data/form-d/company/redstart-holdings-inc-2159578) $2.5 million · Oct 14, 2026
- [Galaxy Plus Fund LLC - Westbeck Energy Opportunity Feeder Fund (598)](https://specstream.ai/data/form-d/company/galaxy-plus-fund-llc-westbeck-energy-opportunity-feeder-fund-598-2158652) $12.5 million · Oct 6, 2026
- [Fintech Franchise Network Corp](https://specstream.ai/data/form-d/company/fintech-franchise-network-corp-2155023) $250,000 · Sep 16, 2026

[Every Form D from the week of Nov 2, 2015](https://specstream.ai/data/form-d/week/2015-11-02) · [All recent filings in Illinois](https://specstream.ai/data/form-d/state/illinois) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Avant, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).