# Auspex Pharmaceuticals, Inc.: Form D filings

Auspex Pharmaceuticals, Inc., a pharmaceuticals company in La Jolla, CA, filed 9 Form D notices with the SEC between 2009 and 2013. The latest, on September 6, 2013, reports $28 million sold of a $28 million offering to 9 investors.

Find out what Auspex Pharmaceuticals, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Pharmaceuticals](https://specstream.ai/data/form-d/industry/pharmaceuticals): 346 rows, by operating companies, filed since November 1, 2024, $17.30, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/pharmaceuticals

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 3366 N. TORREY PINES COURT, SUITE 225, La Jolla, CA, 92037
- Phone: (858) 558-2400
- Industry: Pharmaceuticals
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1454189

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Sep 6, 2013 | Amendment | $27,992,742 | $27,992,742 | $0 | 9 | Oct 31, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1454189/000145418913000001/0001454189-13-000001-index.htm) |
| Nov 14, 2012 | New notice | $25,492,741 | $17,492,739 | $8,000,002 | 8 | Oct 31, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1454189/000145418912000003/0001454189-12-000003-index.htm) |
| Jul 31, 2012 | New notice | $3,000,000 | $1,500,000 | $1,500,000 | 5 | Jul 18, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1454189/000145418912000002/0001454189-12-000002-index.htm) |
| Jan 11, 2012 | New notice | $6,000,000 | $3,000,000 | $3,000,000 | 7 | Dec 15, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1454189/000148874512000002/0001488745-12-000002-index.htm) |
| Jul 30, 2010 | New notice | $13,825,000 | $13,825,000 | $0 | 5 | Jun 15, 2007 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1454189/000145418910000003/0001454189-10-000003-index.htm) |
| Jul 16, 2010 | New notice | $11,999,999 | $11,999,999 | $0 | 8 | Jul 2, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1454189/000145418910000002/0001454189-10-000002-index.htm) |
| Feb 26, 2010 | New notice | $2,000,000 | $2,000,000 | $0 | 6 | Jan 8, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1454189/000145418910000001/0001454189-10-000001-index.htm) |
| Oct 22, 2009 | New notice | $2,000,000 | $2,000,000 | $0 | 5 | Oct 9, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1454189/000145418909000002/0001454189-09-000002-index.htm) |
| Aug 3, 2009 | New notice | $3,000,000 | $3,000,000 | $0 | 7 | May 22, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1454189/000145418909000001/0001454189-09-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Sep Sarshar | Director |  |
| David. A. Stamler | Executive Officer |  |
| Andreas Sommer | Executive Officer |  |
| David Collier | Director |  |
| Pratik A. Shah | Executive Officer, Director |  |
| Rod A. Ferguson | Director |  |
| Samuel Saks | Director |  |

## Other pharmaceuticals companies in California that filed recently

- [Anvion Bio, Inc.](https://specstream.ai/data/form-d/company/anvion-bio-inc-2158000) $100,000 · Oct 7, 2026
- [Aqur Biosciences, Inc.](https://specstream.ai/data/form-d/company/aqur-biosciences-inc-2094075) $1.5 million · Sep 18, 2026
- [BTB Therapeutics, Inc.](https://specstream.ai/data/form-d/company/btb-therapeutics-inc-2055053) $8.9 million · Aug 12, 2026

[Every Form D from the week of Sep 2, 2013](https://specstream.ai/data/form-d/week/2013-09-02) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Pharmaceuticals filings](https://specstream.ai/data/form-d/industry/pharmaceuticals)

Read from SEC EDGAR. Amount sold is what Auspex Pharmaceuticals, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).