# Ascentium Capital LLC: Form D filings

Ascentium Capital LLC, a financial services company in Seattle, WA, filed 3 Form D notices with the SEC between 2011 and 2012. The latest, on August 15, 2012, reports $801,857 sold of a $4.4 million offering to 10 investors.

Find out what Ascentium Capital LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in Washington](https://specstream.ai/data/form-d/state/washington): 1,095 rows, by operating companies, filed since November 1, 2024, $54.75, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/washington
- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 505 FIFTH AVENUE SOUTH, SUITE 900, Seattle, WA, 98104
- Phone: (206) 342-2000
- Industry: Other Banking and Financial Services
- Entity type: Limited Liability Company
- Incorporated in: Delaware
- Year incorporated: 2011
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1525600

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Aug 15, 2012 | Amendment | $4,416,029 | $801,857 | $3,614,172 | 10 | Jul 2, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1525600/000152560012000003/0001525600-12-000003-index.htm) |
| Jul 17, 2012 | New notice | $4,366,029 | $301,857 | $4,064,172 | 4 | Jul 2, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1525600/000152560012000002/0001525600-12-000002-index.htm) |
| Aug 10, 2011 | New notice | $84,912,793 | $60,751,000 | $24,161,793 | 20 | Aug 3, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1525600/000152560011000001/0001525600-11-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Sonny J. Lyles | Executive Officer |  |
| Thomas Geoffrey McKay | Director |  |
| Thomas J. Depping | Executive Officer, Director |  |
| M. Bradley Wallace | Director |  |
| Joel J. Cappon | Executive Officer |  |
| Bryan Geoffrey Barrett | Director |  |
| Alexander D. Doroski | Director |  |
| Richard J. Baccaro | Executive Officer |  |
| Robert J. Sturdivant | Director |  |
| Evan J. Wilkoff | Executive Officer |  |
| David J. Pederson | Executive Officer |  |

## Other financial services companies in Washington that filed recently

- [Craft3](https://specstream.ai/data/form-d/company/craft3-1573708) $44.1 million · Oct 19, 2026
- [WowRate Mortgage LLC](https://specstream.ai/data/form-d/company/wowrate-mortgage-llc-2159991) offering · Oct 15, 2026
- [Creative Equity Lending, LLC](https://specstream.ai/data/form-d/company/creative-equity-lending-llc-1573478) offering · Sep 29, 2026

[Every Form D from the week of Aug 13, 2012](https://specstream.ai/data/form-d/week/2012-08-13) · [All recent filings in Washington](https://specstream.ai/data/form-d/state/washington) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Ascentium Capital LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).