# AS GROUP #3 LP: Form D filings

AS GROUP #3 LP, a technology company in Bangor, ME, filed 2 Form D notices with the SEC between 2009 and 2010. The latest, on March 18, 2010, reports $5.7 million sold of a $8.8 million offering to 205 investors.

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## The full lists

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- [Form D filings in Maine](https://specstream.ai/data/form-d/state/maine): 101 rows, by operating companies, filed since November 1, 2024, $5.05, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/maine
- [Form D filings in Other Technology](https://specstream.ai/data/form-d/industry/other-technology): 8,166 rows, by operating companies, filed since November 1, 2024, $161.66, or the new rows each week for $19.25 a month. Buy: https://specstream.ai/data/form-d/industry/other-technology

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

## Company details from the filing

- Address: 26 COLUMBIA ST, Bangor, ME, 04401
- Phone: (207) 947-0534
- Industry: Other Technology
- Entity type: Limited Partnership
- Incorporated in: Maine
- Year incorporated: 2005
- Revenue range: $1 - $1,000,000
- Exemptions claimed: Rule 506, Securities Act section 4(6)
- SEC identifier (CIK): 1352645

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Mar 18, 2010 | Amendment | $8,769,301 | $5,702,270 | $3,067,031 | 205 | Jan 18, 2006 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1352645/000135264510000001/0001352645-10-000001-index.htm) |
| May 19, 2009 | Amendment | $8,469,392 | $4,845,819 | $3,623,573 | 164 | Jan 18, 2006 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1352645/000135264509000004/0001352645-09-000004-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Alan E. Kozlay | Director |  |
| Andrew E. Sherman | Director |  |
| Richard E. Prout | Director |  |
| Scott E. Johnson | Executive Officer, Director |  |
| James E. McLeod | Director |  |
| Thatcher M. Adams, Jr. | Executive Officer, Promoter |  |
| Clark E. Sigsbee | Director |  |
| Douglas E. Kozlay | Executive Officer, Director |  |

## Other technology companies in Maine that filed recently

- [Bluesonde Technologies, Inc.](https://specstream.ai/data/form-d/company/bluesonde-technologies-inc-2160814) $1 million · Oct 29, 2026
- [Defendify, Inc.](https://specstream.ai/data/form-d/company/defendify-inc-1790232) $6.5 million · Oct 13, 2026
- [MedRhythms, Inc.](https://specstream.ai/data/form-d/company/medrhythms-inc-1746125) $250,000 · Oct 13, 2026

[Every Form D from the week of Mar 15, 2010](https://specstream.ai/data/form-d/week/2010-03-15) · [All recent filings in Maine](https://specstream.ai/data/form-d/state/maine) · [All recent Other Technology filings](https://specstream.ai/data/form-d/industry/other-technology)

Read from SEC EDGAR. Amount sold is what AS GROUP #3 LP reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).