# ALVINE PHARMACEUTICALS INC: Form D filings

ALVINE PHARMACEUTICALS INC, a health care company in San Carlos, CA, filed 4 Form D notices with the SEC between 2009 and 2013. The latest, on January 3, 2013, reports $6 million sold of a $6.5 million offering to 7 investors.

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## The full lists

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Other Health Care](https://specstream.ai/data/form-d/industry/other-health-care): 1,958 rows, by operating companies, filed since November 1, 2024, $97.90, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-health-care

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## Company details from the filing

- Address: 75 SHOREWAY ROAD SUITE B, San Carlos, CA, 94070
- Phone: (650) 632-1645
- Industry: Other Health Care
- Entity type: Corporation
- Incorporated in: Delaware
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1374116

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jan 3, 2013 | New notice | $6,506,500 | $6,006,000 | $500,500 | 7 | Dec 19, 2012 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1374116/000137411613000001/0001374116-13-000001-index.htm) |
| Oct 21, 2011 | New notice | $12,012,000 | $6,006,000 | $6,006,000 | 6 | Oct 12, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1374116/000110465911057116/0001104659-11-057116-index.htm) |
| Mar 10, 2011 | Amendment | $26,500,000 | $26,500,000 | $0 | 18 | Sep 4, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1374116/000137411611000002/0001374116-11-000002-index.htm) |
| Sep 9, 2009 | New notice | $21,500,000 | $8,500,004 | $12,999,996 | 16 | Sep 4, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1374116/000110465909053802/0001104659-09-053802-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Nina Patrick Kjellson | Director |  |
| Chaitan Khosla | Director |  |
| David Southern | Executive Officer |  |
| Abhay Joshi | Executive Officer, Director |  |
| David Patrick Schnell | Director |  |
| Gaurav Aggarawal | Director |  |
| Michael Patrick Powell | Director |  |
| L. Patrick Gage | Director |  |
| William Patrick Ringo | Director |  |

## Other health care companies in California that filed recently

- [Helande Innovations, Inc.](https://specstream.ai/data/form-d/company/helande-innovations-inc-2160224) $50,000 · Nov 6, 2026
- [VERIONYX, INC.](https://specstream.ai/data/form-d/company/verionyx-inc-2088427) offering · Oct 26, 2026
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- [Digestive Disease Center, L.P.](https://specstream.ai/data/form-d/company/digestive-disease-center-l-p-1942525) offering · Oct 8, 2026
- [Xcelerated Recovery LLC](https://specstream.ai/data/form-d/company/xcelerated-recovery-llc-2155774) $540,000 · Oct 2, 2026
- [Lumati Holdings, Inc.](https://specstream.ai/data/form-d/company/lumati-holdings-inc-2130889) $2.6 million · Oct 1, 2026
- [Upstream Metabolics, Inc.](https://specstream.ai/data/form-d/company/upstream-metabolics-inc-2151718) $50,000 · Sep 29, 2026
- [PFARADIGM Health, Inc.](https://specstream.ai/data/form-d/company/pfaradigm-health-inc-2156162) $31.1 million · Sep 28, 2026
- [Alpfa Medical, Inc.](https://specstream.ai/data/form-d/company/alpfa-medical-inc-2156252) $80.3 million · Sep 28, 2026

[Every Form D from the week of Dec 31, 2012](https://specstream.ai/data/form-d/week/2012-12-31) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Other Health Care filings](https://specstream.ai/data/form-d/industry/other-health-care)

Read from SEC EDGAR. Amount sold is what ALVINE PHARMACEUTICALS INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).