# Alternative Brokerage, LLC: Form D filing

Alternative Brokerage, LLC, a financial services company in Clive, IA, filed a Form D with the SEC in 2014. The latest, on October 24, 2014, reports $500,000 sold of a $1 million offering to 2 investors.

Find out what Alternative Brokerage, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

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## The full lists

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- [Form D filings in Other Banking and Financial Services](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services): 1,280 rows, by operating companies, filed since November 1, 2024, $64, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/other-banking-and-financial-services

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## Company details from the filing

- Address: 7405 UNIVERSITY AVENUE, SUITE 10, Clive, IA, 50325
- Phone: (515) 279-1010
- Industry: Other Banking and Financial Services
- Entity type: Limited Liability Company
- Incorporated in: Iowa
- Year incorporated: 2012
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1622937

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Oct 24, 2014 | New notice | $1,000,000 | $500,000 | $500,000 | 2 | Oct 3, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1622937/000162293714000001/0001622937-14-000001-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Bob Phillips | Executive Officer, Director, Promoter |  |

## Other financial services companies in Iowa that filed recently

- [Growers Edge Financial, Inc.](https://specstream.ai/data/form-d/company/growers-edge-financial-inc-1708046) $9.6 million · Oct 8, 2026
- [FSB Financial Services, Inc.](https://specstream.ai/data/form-d/company/fsb-financial-services-inc-1671206) $9.9 million · Sep 8, 2026

[Every Form D from the week of Oct 20, 2014](https://specstream.ai/data/form-d/week/2014-10-20) · [All recent filings in Iowa](https://specstream.ai/data/form-d/state/iowa) · [All recent Other Banking and Financial Services filings](https://specstream.ai/data/form-d/industry/other-banking-and-financial-services)

Read from SEC EDGAR. Amount sold is what Alternative Brokerage, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).