# ALIGN FINANCIAL GROUP, INC.: Form D filings

ALIGN FINANCIAL GROUP, INC., an insurance company in San Diego, CA, filed 2 Form D notices with the SEC between 2009 and 2010. The latest, on December 28, 2010, reports $1.4 million sold of a $1.6 million offering to 2 investors.

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- [Form D filings in California](https://specstream.ai/data/form-d/state/california): 5,891 rows, by operating companies, filed since November 1, 2024, $138.91, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/state/california
- [Form D filings in Insurance](https://specstream.ai/data/form-d/industry/insurance): 768 rows, by operating companies, filed since November 1, 2024, $38.40, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/insurance

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## Company details from the filing

- Address: 610 WEST ASH STREET, SUITE 1702, San Diego, CA, 92101
- Phone: (619) 702-7022
- Industry: Insurance
- Entity type: Corporation
- Incorporated in: Delaware
- Year incorporated: 2007
- Revenue range: Not Applicable
- Exemptions claimed: Rule 506
- SEC identifier (CIK): 1356460

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Dec 28, 2010 | New notice | $1,550,840 | $1,375,380 | $175,460 | 2 | Dec 15, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356460/000135646010000001/0001356460-10-000001-index.htm) |
| Dec 7, 2009 | New notice | $2,000,000 | $2,000,000 | $0 | 2 | Nov 24, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1356460/000135646009000005/0001356460-09-000005-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Francis H Dunne | Executive Officer |  |
| John Jerome Johnson | Executive Officer |  |
| Andrew A Swindall | Executive Officer, Director |  |
| Kieran A Sweeney | Executive Officer, Director |  |
| Edward Jerome Batcheller | Executive Officer, Director |  |
| Kenneth H. Zekavat | Director |  |
| Grant H Lippincott | Director |  |

## Other insurance companies in California that filed recently

- [CORGI INSURANCE SERVICES, INC.](https://specstream.ai/data/form-d/company/corgi-insurance-services-inc-2074564) $30 million · Oct 30, 2026
- [Bracely Inc.](https://specstream.ai/data/form-d/company/bracely-inc-2155238) $700,000 · Oct 20, 2026
- [Performex IDF, LP](https://specstream.ai/data/form-d/company/performex-idf-lp-1774457) $16.5 million · Sep 3, 2026
- [PACIFIC LIFE INSURANCE CO](https://specstream.ai/data/form-d/company/pacific-life-insurance-co-1080429) $621.2 million · Sep 1, 2026

[Every Form D from the week of Dec 27, 2010](https://specstream.ai/data/form-d/week/2010-12-27) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Insurance filings](https://specstream.ai/data/form-d/industry/insurance)

Read from SEC EDGAR. Amount sold is what ALIGN FINANCIAL GROUP, INC. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).