# ADURO BIOTECH, INC.: Form D filings

ADURO BIOTECH, INC., a biotechnology company in Berkeley, CA, filed 9 Form D notices with the SEC between 2009 and 2015. The latest, on January 5, 2015, reports $51.4 million sold of a $51.4 million offering to 28 investors.

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## The full lists

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- [Form D filings in Biotechnology](https://specstream.ai/data/form-d/industry/biotechnology): 1,568 rows, by operating companies, filed since November 1, 2024, $78.40, or the new rows each week for $19 a month. Buy: https://specstream.ai/data/form-d/industry/biotechnology

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## Company details from the filing

- Address: 626 BANCROFT WAY, SUITE 3-C, Berkeley, CA, 94710
- Phone: (510) 848-4400
- Industry: Biotechnology
- Entity type: Corporation
- Incorporated in: Delaware
- Year incorporated: 2011
- Revenue range: Decline to Disclose
- Exemptions claimed: Rule 506(b)
- SEC identifier (CIK): 1435049

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Jan 5, 2015 | New notice | $51,388,002 | $51,388,002 | $0 | 28 | Dec 19, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1435049/000143504915000001/0001435049-15-000001-index.htm) |
| Jun 13, 2014 | New notice | $40,602,333 | $40,602,333 | $0 | 25 | May 30, 2014 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1435049/000101968714002415/0001019687-14-002415-index.htm) |
| Sep 10, 2013 | New notice | $13,000,000 | $7,000,000 | $6,000,000 | 1 | Aug 12, 2013 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1435049/000101968713003516/0001019687-13-003516-index.htm) |
| Feb 12, 2013 | Amendment | $25,729,450 | $25,573,536 | $155,914 | 11 | Apr 15, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1435049/000143504913000001/0001435049-13-000001-index.htm) |
| Dec 5, 2011 | New notice | $512,100 | $512,100 | $0 | 1 | Oct 24, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1435049/000143504911000003/0001435049-11-000003-index.htm) |
| Apr 22, 2011 | New notice | $19,233,346 | $2,228,674 | $17,004,672 | 9 | Apr 15, 2011 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1435049/000143504911000001/0001435049-11-000001-index.htm) |
| Apr 9, 2010 | New notice | $768,847 | $768,847 | $0 | 14 | Mar 5, 2010 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1435049/000143504910000001/0001435049-10-000001-index.htm) |
| Nov 17, 2009 | New notice | Indefinite | $1,175,000 | Indefinite | 9 | Nov 3, 2009 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1435049/000143504909000003/0001435049-09-000003-index.htm) |
| Nov 17, 2009 | New notice | $1,775,000 | $1,775,000 | $0 | 13 | Dec 2, 2008 | [sec.gov](https://www.sec.gov/Archives/edgar/data/1435049/000143504909000002/0001435049-09-000002-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Frank McCormick | Director |  |
| Gerald David Chan | Director |  |
| Thomas W. Dubensky | Executive Officer |  |
| Dirk G. Brockstedt | Executive Officer |  |
| Ross Haghighat | Director |  |
| William Greenman | Director |  |
| Stephanie O'Brien | Director |  |
| Stephen Isaacs | Executive Officer, Director |  |
| Jennifer W. Lew | Executive Officer |  |
| Gregory W. Schafer | Executive Officer |  |

## Other biotechnology companies in California that filed recently

- [CARI Health, Inc.](https://specstream.ai/data/form-d/company/cari-health-inc-1930994) $280,000 · Nov 6, 2026
- [Ausel, Inc.](https://specstream.ai/data/form-d/company/ausel-inc-2124022) $120,000 · Nov 4, 2026
- [Trellis Bioscience, Inc.](https://specstream.ai/data/form-d/company/trellis-bioscience-inc-1162015) $9.1 million · Oct 29, 2026
- [BigHat Biosciences, Inc.](https://specstream.ai/data/form-d/company/bighat-biosciences-inc-1797256) $75.1 million · Oct 26, 2026
- [Theravie Pharma, Inc.](https://specstream.ai/data/form-d/company/theravie-pharma-inc-2160768) $750,000 · Oct 19, 2026
- [Adela, Inc.](https://specstream.ai/data/form-d/company/adela-inc-1852167) $12 million · Oct 19, 2026
- [Estuary Biotherapeutics, Inc.](https://specstream.ai/data/form-d/company/estuary-biotherapeutics-inc-2138862) $40.7 million · Oct 16, 2026
- [Renue Life Sciences, Inc.](https://specstream.ai/data/form-d/company/renue-life-sciences-inc-2158207) $250,000 · Oct 14, 2026
- [Tempest Therapeutics, Inc.](https://specstream.ai/data/form-d/company/tempest-therapeutics-inc-1544227) $7.5 million · Oct 14, 2026
- [Lionheart Health, Inc.](https://specstream.ai/data/form-d/company/lionheart-health-inc-2156758) $387,500 · Oct 7, 2026
- [Rakuten Medical, Inc.](https://specstream.ai/data/form-d/company/rakuten-medical-inc-1595215) $9 million · Oct 6, 2026
- [Zonaliz, Inc.](https://specstream.ai/data/form-d/company/zonaliz-inc-2157556) $2.5 million · Oct 5, 2026
- [Altay Therapeutics, Inc.](https://specstream.ai/data/form-d/company/altay-therapeutics-inc-2157551) $15.7 million · Oct 2, 2026
- [Sialia Therapeutics, Inc.](https://specstream.ai/data/form-d/company/sialia-therapeutics-inc-2156754) $1.5 million · Sep 29, 2026
- [Vetmab Biosciences, Inc.](https://specstream.ai/data/form-d/company/vetmab-biosciences-inc-1932050) $11.4 million · Sep 29, 2026

[Every Form D from the week of Jan 5, 2015](https://specstream.ai/data/form-d/week/2015-01-05) · [All recent filings in California](https://specstream.ai/data/form-d/state/california) · [All recent Biotechnology filings](https://specstream.ai/data/form-d/industry/biotechnology)

Read from SEC EDGAR. Amount sold is what ADURO BIOTECH, INC. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).