# A.D. Smitherman & Co Ltd.: Form D filing

A.D. Smitherman & Co Ltd., an investment banking company in Toronto, Ontario, Canada, filed a Form D with the SEC in 2015. The latest, on December 11, 2015, reports an offering of no set size with nothing sold yet.

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## The full lists

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## Company details from the filing

- Address: 222-415 Oakdale Road, Toronto, Ontario, Canada, M3N 1
- Phone: (647) 393-8417
- Industry: Investment Banking
- Entity type: Corporation
- Incorporated in: Ontario, Canada
- Year incorporated: 2013
- Revenue range: No Revenues
- Exemptions claimed: Rule 506(c)
- SEC identifier (CIK): 1566102

## Form D filings

| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Dec 11, 2015 | New notice | Indefinite | $0 | Indefinite | 0 | Yet to occur | [sec.gov](https://www.sec.gov/Archives/edgar/data/1566102/000156610215000002/0001566102-15-000002-index.htm) |

## Executive officers and directors named in the filing

| Name | Role | Note in the filing |
| --- | --- | --- |
| Arthur Douglas Smitherman | Executive Officer |  |

[Every Form D from the week of Dec 7, 2015](https://specstream.ai/data/form-d/week/2015-12-07) · [All recent Investment Banking filings](https://specstream.ai/data/form-d/industry/investment-banking)

Read from SEC EDGAR. Amount sold is what A.D. Smitherman & Co Ltd. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under [CC BY 4.0](https://creativecommons.org/licenses/by/4.0/).